Form 4 for AEHR AEHR TEST SYSTEMS
Accepted 2023-02-02 00:00:00 ET · period of report 2023-01-31 · accession 0001654954-23-001226 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-02-02 | 2023-01-31 | AEHR | ROSATI MARIO M | Dir | M - OptEx | $2.14 | +64.1K | 40.0K | New | +$137.2K |
| DI | 2023-02-02 | 2023-01-31 | AEHR | ROSATI MARIO M | Dir | S - Sale+OE | $34.72 | -27.0K | 0 | -100% | -$937.4K |
| D | 2023-02-02 | 2023-01-31 | AEHR | ROSATI MARIO M | Dir | S - Sale+OE | $34.23 | -64.1K | 3,701 | -95% | -$2.19M |
| DM | 2023-02-02 | 2023-01-31 | AEHR | ROSATI MARIO M | Dir | M - OptEx | $0.00 | -64.1K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-01-31 | M | A | 10,000 | $3.46 | 20,000 | D | — | — | |
| 2 | Common | Common Stock | 2023-01-31 | M | A | 10,000 | $2.03 | 30,000 | D | — | — | |
| 3 | Common | Common Stock | 2023-01-31 | M | A | 14,108 | $1.64 | 54,108 | D | — | — | |
| 4 | Common | Common Stock | 2023-01-31 | M | A | 10,000 | $2.81 | 10,000 | D by Managed Account | — | — | |
| 5 | Common | Common Stock | 2023-01-31 | S | D | 27,000 | $34.72 | 0 | I | — | — | |
| 6 | Common | Common Stock | 2023-01-31 | S | D | 64,108 | $34.23 | 3,701 | D | — | — | |
| 7 | Common | Common Stock | 2023-01-31 | M | A | 10,000 | $1.34 | 64,108 | D | — | — | |
| 8 | Common | Common Stock | 2023-01-31 | M | A | 10,000 | $1.77 | 40,000 | D | — | — | |
| 9 | Derivative | Non-Qualified Stock Option (right to buy) | 2023-01-31 | M | D | 10,000 | $0.00 | 0 | D | $1.34 · 2020-11-20 to 2027-10-20 | 10,000 Common Stock | (F4) One twelfth (1/12) of the total number of shares became exercisable on this date and an additional one twelfth (1/12) of the total number of shares became exercisable each month thereafter. |
| 10 | Derivative | Non-Qualified Stock Option (right to buy) | 2023-01-31 | M | D | 14,108 | $0.00 | 0 | D | $1.64 · 2020-04-21 to 2027-04-21 | 14,108 Common Stock | (F5) The total number of shares became exercisable on this date. |
| 11 | Derivative | Non-Qualified Stock Option (right to buy) | 2023-01-31 | M | D | 10,000 | $0.00 | 0 | D | $1.77 · 2019-11-22 to 2026-10-22 | 10,000 Common Stock | (F4) One twelfth (1/12) of the total number of shares became exercisable on this date and an additional one twelfth (1/12) of the total number of shares became exercisable each month thereafter. |
| 12 | Derivative | Non-Qualified Stock Option (right to buy) | 2023-01-31 | M | D | 10,000 | $0.00 | 0 | D | $2.03 · 2018-11-23 to 2025-10-23 | 10,000 Common Stock | (F4) One twelfth (1/12) of the total number of shares became exercisable on this date and an additional one twelfth (1/12) of the total number of shares became exercisable each month thereafter. |
| 13 | Derivative | Non-Qualified Stock Option (right to buy) | 2023-01-31 | M | D | 10,000 | $0.00 | 0 | D | $2.81 · 2016-11-18 to 2023-10-18 | 10,000 Common Stock | (F4) One twelfth (1/12) of the total number of shares became exercisable on this date and an additional one twelfth (1/12) of the total number of shares became exercisable each month thereafter. |
| 14 | Derivative | Non-Qualified Stock Option (right to buy) | 2023-01-31 | M | D | 10,000 | $0.00 | 0 | D | $3.46 · 2017-11-26 to 2024-10-26 | 10,000 Common Stock | (F4) One twelfth (1/12) of the total number of shares became exercisable on this date and an additional one twelfth (1/12) of the total number of shares became exercisable each month thereafter. |