Form 4 for AIMD Ainos, Inc.
Accepted 2023-07-05 00:00:00 ET · period of report 2023-06-30 · accession 0001654954-23-008787 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-07-05 | 2023-06-30 | AIMD | lee ting-chuan | Dir | A - Grant | $1.06 | +10.5K | 71.7K | +17% | +$11.1K |
| D | 2023-07-05 | 2023-06-30 | AIMD | lee ting-chuan | Dir | C - Cnv Deriv | $1.06 | -10.5K | 59.5K | -15% | -$11.1K |
| D | 2023-07-05 | 2022-11-14 | AIMD | lee ting-chuan | Dir | A - Grant | — | +70.0K | 70.0K | New | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | COMMON STOCK | 2023-06-30 | A | A | 10,500 | $1.06 | 71,657 | D | — | — | (F1) This reported transaction represents the conversion of 10,500 Restricted Stock Units ("RSUs"). |
| 2 | Derivative | RSU issuance | 2023-06-30 | C | D | 10,500 | $1.06 | 59,500 | D | $1.06 · 2023-06-30 to — | 10,500 Common Stock | (F2) Reference is made to the RSUs granted under the 2023 Stock Incentive Plan. Each RSU represents a right to receive one (1) share of common stock upon vesting and the expiration of any applicable restricted period or, if approved, the cash value thereof (or any combination thereof). Holders of RSUs have no rights or privileges as a stockholder. Except as otherwise agreed, if the Reporting Person's participation is terminated for any reason prior to the date that all of its RSU have vested, all vesting rights shall cease and all unvested RSU shall be forfeited for no consideration as of the date termination. Vesting dates related to the 70,000 RSUs are as follows: 10,500 shares on 5/14/23 and 11/14/23, respectively, 21,000 shares on 11/14/24 and 28,000 shares on 11/14/25. |
| 3 | Derivative | RSU | 2022-11-14 | A | A | 70,000 | — | 70,000 | D | — · — to — | 70,000 Common Stock | (F2) Reference is made to the RSUs granted under the 2023 Stock Incentive Plan. Each RSU represents a right to receive one (1) share of common stock upon vesting and the expiration of any applicable restricted period or, if approved, the cash value thereof (or any combination thereof). Holders of RSUs have no rights or privileges as a stockholder. Except as otherwise agreed, if the Reporting Person's participation is terminated for any reason prior to the date that all of its RSU have vested, all vesting rights shall cease and all unvested RSU shall be forfeited for no consideration as of the date termination. Vesting dates related to the 70,000 RSUs are as follows: 10,500 shares on 5/14/23 and 11/14/23, respectively, 21,000 shares on 11/14/24 and 28,000 shares on 11/14/25. |