Form 4 for AIMD Ainos, Inc.
Accepted 2023-07-05 00:00:00 ET · period of report 2023-06-30 · accession 0001654954-23-008812 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-07-05 | 2023-06-30 | AIMD | tsai chun-hsien | CEO, Pres, COB, Dir | A - Grant | $1.22 | +7,500 | 363.1K | +2% | +$9,150 |
| D | 2023-07-05 | 2023-06-30 | AIMD | tsai chun-hsien | CEO, Pres, COB, Dir | C - Cnv Deriv | $1.22 | -7,500 | 42.5K | -15% | -$9,150 |
| D | 2023-07-05 | 2022-10-24 | AIMD | tsai chun-hsien | CEO, Pres, COB, Dir | A - Grant | — | -50.0K | 50.0K | -50% | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-06-30 | A | A | 7,500 | $1.22 | 363,099 | D | — | — | (F1) This reported transaction represents the conversion of 7,500 Restricted Stock Units (the "RSUs") |
| 2 | Derivative | RSU issuance | 2023-06-30 | C | D | 7,500 | $1.22 | 42,500 | D | $1.22 · 2023-06-30 to — | 7,500 COMMON | (F2) Reference is made to the RSUs granted under the 2023 Stock Incentive Plan. Each RSU represents a right to receive one (1) share of common stock upon vesting and the expiration of any applicable restricted period or, if approved, the cash value thereof (or any combination thereof). Holders of RSUs have no rights or privileges as a stockholder. Except as otherwise agreed, if the Reporting Person's participation is terminated for any reason prior to the date that all of its RSU have vested, all vesting rights shall cease and all unvested RSU shall be forfeited for no consideration as of the date termination. The RSUs will vest in increments of 15% on 4/24/23 and 10/24/23, 30% on 10/24/24 and 40% on 10/24/25, subject to normal and customary termination events. |
| 3 | Derivative | RSU | 2022-10-24 | A | D | 50,000 | — | 50,000 | D | — · — to — | 50,000 COMMON | (F2) Reference is made to the RSUs granted under the 2023 Stock Incentive Plan. Each RSU represents a right to receive one (1) share of common stock upon vesting and the expiration of any applicable restricted period or, if approved, the cash value thereof (or any combination thereof). Holders of RSUs have no rights or privileges as a stockholder. Except as otherwise agreed, if the Reporting Person's participation is terminated for any reason prior to the date that all of its RSU have vested, all vesting rights shall cease and all unvested RSU shall be forfeited for no consideration as of the date termination. The RSUs will vest in increments of 15% on 4/24/23 and 10/24/23, 30% on 10/24/24 and 40% on 10/24/25, subject to normal and customary termination events. |