Form 4 for AEHR AEHR TEST SYSTEMS
Accepted 2023-08-02 00:00:00 ET · period of report 2023-07-31 · accession 0001654954-23-010025 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-08-02 | 2023-07-31 | AEHR | OLIPHANT LAURA | Dir | M - OptEx | $1.59 | +10.0K | 7,500 | New | +$15.9K |
| D | 2023-08-02 | 2023-07-31 | AEHR | OLIPHANT LAURA | Dir | S - Sale+OE | $51.67 | -10.0K | 0 | -100% | -$516.7K |
| DI | 2023-08-02 | 2023-08-01 | AEHR | OLIPHANT LAURA | Dir | S - Sale+OE | $52.50 | -1,008 | 12.7K | -7% | -$52.9K |
| DM | 2023-08-02 | 2023-07-31 | AEHR | OLIPHANT LAURA | Dir | M - OptEx | $0.00 | -10.0K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-07-31 | M | A | 2,500 | $1.34 | 10,000 | D | — | — | |
| 2 | Common | Common Stock | 2023-07-31 | S | D | 10,000 | $51.67 | 0 | D | — | — | (F1) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $51.65 to $51.81, inclusive. The reporting person undertakes to provide to Aehr Test Systems, any security holder of Aehr Test Systems, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth above. |
| 3 | Common | Common Stock | 2023-07-31 | M | A | 7,500 | $1.68 | 7,500 | D by Trust | — | — | |
| 4 | Common | Common Stock | 2023-08-01 | S | D | 1,008 | $52.50 | 12,665 | I | — | — | (F2) The amount reported includes shares subject to unvested restricted stock units. |
| 5 | Derivative | Non-Qualified Stock Option (right to buy) | 2023-07-31 | M | D | 7,500 | $0.00 | 0 | D | $1.68 · 2019-08-17 to 2026-07-17 | 7,500 Common Stock | (F4) One forty-eighth (1/48) of the total number of shares became exercisable on this date and an additional one forty-eighth (1/48) of the total number of shares became exercisable each month thereafter. |
| 6 | Derivative | Non-Qualified Stock Option (right to buy) | 2023-07-31 | M | D | 2,500 | $0.00 | 0 | D | $1.34 · 2020-11-20 to 2027-10-20 | 2,500 Common Stock | (F3) One twelfth (1/12) of the total number of shares became exercisable on this date and an additional one twelfth (1/12) of the total number of shares became exercisable each month thereafter. |