Form 4 for URG UR-ENERGY INC
Accepted 2023-08-21 00:00:00 ET · period of report 2023-08-18 · accession 0001654954-23-011102 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-08-21 | 2023-08-18 | URG | SMITH ROGER L. | CFO | S - Sale+OE | $1.12 | -79.2K | 594.6K | -12% | -$88.7K |
| D | 2023-08-21 | 2023-08-18 | URG | SMITH ROGER L. | CFO | M - OptEx | $0.69 | +79.2K | 673.8K | +13% | +$54.7K |
| D | 2023-08-21 | 2023-08-18 | URG | SMITH ROGER L. | CFO | M - OptEx | $0.00 | -79.2K | 774.5K | -9% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Shares | 2023-08-18 | S | D | 79,206 | $1.12 | 594,619 | D | — | — | (F2) The shares were sold at $1.5114 Canadian dollars, $1.1153 U.S. dollars is the equivalent of the sales price pursuant to the exchange rate realized as of the transaction date (Cdn$1.00 = US$0.7379). |
| 2 | Common | Common Shares | 2023-08-18 | M | A | 79,206 | $0.69 | 673,825 | D | — | — | (F1) The options were exercised and the shares were acquired at $0.93 Canadian dollars, $0.6862 U.S. dollars is the equivalent price pursuant to the exchange rate realized as of the transaction date (Cdn$1.00 = US$0.7379). |
| 3 | Derivative | Common share options (right to buy) | 2023-08-18 | M | D | 79,206 | $0.00 | 774,539 | D | $0.69 · — to 2023-08-20 | 79,206 Common Shares | (F1) The options were exercised and the shares were acquired at $0.93 Canadian dollars, $0.6862 U.S. dollars is the equivalent price pursuant to the exchange rate realized as of the transaction date (Cdn$1.00 = US$0.7379). (F3) The 79,206 options were granted on 8/20/18 and vested and became exercisable as follows: 26,402 on 08/20/19; 26,402 on 08/20/20; and 26,402 on 08/20/21. |