Form 4 for URG UR-ENERGY INC
Accepted 2023-11-02 00:00:00 ET · period of report 2023-11-01 · accession 0001654954-23-013740 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-11-02 | 2023-11-01 | URG | SMITH ROGER L. | CFO | S - Sale+OE | $1.61 | -74.1K | 613.1K | -11% | -$119.2K |
| D | 2023-11-02 | 2023-11-01 | URG | SMITH ROGER L. | CFO | M - OptEx | $0.66 | +74.1K | 687.1K | +12% | +$48.9K |
| D | 2023-11-02 | 2023-11-01 | URG | SMITH ROGER L. | CFO | M - OptEx | $0.00 | -74.1K | 700.5K | -10% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Shares | 2023-11-01 | S | D | 74,067 | $1.61 | 613,061 | D | — | — | (F2) The shares were sold at $2.2403 Canadian dollars, $1.6146 U.S. dollars is the equivalent of the sales price pursuant to the exchange rate realized as of the transaction date (Cdn$1.00 = US$0.7207). |
| 2 | Common | Common Shares | 2023-11-01 | M | A | 74,067 | $0.66 | 687,128 | D | — | — | (F1) The options were exercised and the shares were acquired at $0.91 Canadian dollars, $0.6558 U.S. dollars is the equivalent price pursuant to the exchange rate realized as of the transaction date (Cdn$1.00 = US$0.7207). |
| 3 | Derivative | Common share options (right to buy) | 2023-11-01 | M | D | 74,067 | $0.00 | 700,472 | D | $0.66 · — to 2023-12-14 | 74,067 Common Shares | (F1) The options were exercised and the shares were acquired at $0.91 Canadian dollars, $0.6558 U.S. dollars is the equivalent price pursuant to the exchange rate realized as of the transaction date (Cdn$1.00 = US$0.7207). (F3) The 74,067 options were granted on 12/14/18 and vested and became exercisable as follows: 24,442 on 12/14/19; 24,442 on 12/14/20; and 25,183 on 12/14/21. |