Form 4 for URG UR-ENERGY INC
Accepted 2023-11-03 00:00:00 ET · period of report 2023-11-02 · accession 0001654954-23-013782 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-11-03 | 2023-11-02 | URG | HATTEN STEVEN M. | COO | S - Sale+OE | $1.64 | -58.4K | 304.0K | -16% | -$95.7K |
| D | 2023-11-03 | 2023-11-02 | URG | HATTEN STEVEN M. | COO | M - OptEx | $0.66 | +58.4K | 362.3K | +19% | +$38.5K |
| D | 2023-11-03 | 2023-11-02 | URG | HATTEN STEVEN M. | COO | M - OptEx | $0.00 | -58.4K | 578.2K | -9% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Shares | 2023-11-02 | S | D | 58,357 | $1.64 | 303,977 | D | — | — | (F2) The shares were sold at $2.2611 Canadian dollars, $1.6411 U.S. dollars is the equivalent of the sales price pursuant to the exchange rate realized as of the transaction date (Cdn$1.00 = US$0.7258). |
| 2 | Common | Common Shares | 2023-11-02 | M | A | 58,357 | $0.66 | 362,334 | D | — | — | (F1) The options were exercised and the shares were acquired at $0.91 Canadian dollars, $0.6605 U.S. dollars is the equivalent price pursuant to the exchange rate realized as of the transaction date (Cdn$1.00 = US$0.7258). |
| 3 | Derivative | Common share options (right to buy) | 2023-11-02 | M | D | 58,357 | $0.00 | 578,190 | D | $0.66 · — to 2023-12-14 | 58,357 Common Shares | (F1) The options were exercised and the shares were acquired at $0.91 Canadian dollars, $0.6605 U.S. dollars is the equivalent price pursuant to the exchange rate realized as of the transaction date (Cdn$1.00 = US$0.7258). (F3) The 58,357 options were granted on 12/14/18 and vested and became exercisable as follows: 19,258 on 12/14/19; 19,258 on 12/14/20; and 19,841 on 12/14/21. |