Form 4 for URG UR-ENERGY INC
Accepted 2023-11-06 00:00:00 ET · period of report 2023-11-02 · accession 0001654954-23-013830 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-11-06 | 2023-11-02 | URG | BOBERG W. WILLIAM | Dir | S - Sale+OE | $1.62 | -90.5K | 1.04M | -8% | -$146.3K |
| DM | 2023-11-06 | 2023-11-02 | URG | BOBERG W. WILLIAM | Dir | M - OptEx | $0.6202 | +90.5K | 1.08M | +9% | +$56.1K |
| DM | 2023-11-06 | 2023-11-02 | URG | BOBERG W. WILLIAM | Dir | M - OptEx | $0.00 | -90.5K | 546.7K | -14% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Shares | 2023-11-02 | S | D | 50,527 | $1.62 | 1,036,991 | D | — | — | (F2) The shares were sold at $2.228 Canadian dollars, $1.6171 U.S. dollars is the equivalent of the sales price pursuant to the exchange rate realized as of the transaction date (Cdn$1.00 = US$0.7258). |
| 2 | Common | Common Shares | 2023-11-02 | M | A | 50,527 | $0.66 | 1,087,518 | D | — | — | (F1) The options were exercised and the shares were acquired at $0.91 Canadian dollars, $0.6605 U.S. dollars is the equivalent price pursuant to the exchange rate realized as of the transaction date (Cdn$1.00 = US$0.7258). |
| 3 | Common | Common Shares | 2023-11-02 | M | A | 40,000 | $0.57 | 1,076,991 | D | — | — | (F3) The options were exercised and the shares were acquired at $0.79 Canadian dollars, $0.5734 U.S. dollars is the equivalent price pursuant to the exchange rate realized as of the transaction date (Cdn$1.00 = US$0.7258). |
| 4 | Common | Common Shares | 2023-11-02 | S | D | 40,000 | $1.61 | 1,036,991 | D | — | — | (F4) The shares were sold at $2.2135 Canadian dollars, $1.6066 U.S. dollars is the equivalent of the sales price pursuant to the exchange rate realized as of the transaction date (Cdn$1.00 = US$0.7258). |
| 5 | Derivative | Common share options (right to buy) | 2023-11-02 | M | D | 50,527 | $0.00 | 586,651 | D | $0.66 · — to 2023-12-14 | 50,527 Common Shares | (F1) The options were exercised and the shares were acquired at $0.91 Canadian dollars, $0.6605 U.S. dollars is the equivalent price pursuant to the exchange rate realized as of the transaction date (Cdn$1.00 = US$0.7258). (F5) The 50,527 options were granted on 12/14/18 and vested and became exercisable as follows: 16,674 on 12/14/19; 16,674 on 12/14/20; and 17,179 on 12/14/21. |
| 6 | Derivative | Common share options (right to buy) | 2023-11-02 | M | D | 40,000 | $0.00 | 546,651 | D | $0.57 · — to 2024-11-05 | 40,000 Common Shares | (F3) The options were exercised and the shares were acquired at $0.79 Canadian dollars, $0.5734 U.S. dollars is the equivalent price pursuant to the exchange rate realized as of the transaction date (Cdn$1.00 = US$0.7258). (F6) 193,574 options were granted on 11/5/19 and vested and became exercisable as follows: 64,524 on 11/5/20; 64,524 on 11/5/21; and 64,526 on 11/5/22. |