Form 4 for PTC PTC Inc.
Accepted 2023-11-17 00:00:00 ET · period of report 2023-11-15 · accession 0001654954-23-014544 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-11-17 | 2023-11-15 | PTC | VON STAATS AARON C | EVP, GC, Sec | F - Tax | $154.68 | -8,071 | 25.0K | -24% | -$1.25M |
| D | 2023-11-17 | 2023-11-15 | PTC | VON STAATS AARON C | EVP, GC, Sec | M - OptEx | $0.00 | +19.0K | 33.0K | +136% | $0 |
| DM | 2023-11-17 | 2023-11-15 | PTC | VON STAATS AARON C | EVP, GC, Sec | M - OptEx | $0.00 | -19.0K | 6,418 | -75% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-11-15 | F | D | 8,071 | $154.68 | 24,968 | D | — | — | (F1) Tendered to Issuer to satisfy tax withholding obligations of the Reporting Person on the shares released. |
| 2 | Common | Common Stock | 2023-11-15 | M | A | 19,033 | $0.00 | 33,039 | D | — | — | |
| 3 | Derivative | Restricted Stock Units | 2023-11-15 | M | D | 2,343 | $0.00 | 0 | D | — · — to — | 2,343 Common Stock | (F10) This amount represents the total number of derivative securities beneficially owned of the class shown. (F2) Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock. (F5) Performance based RSUs granted on November 17, 2020 that could be earned for FY23 that were earned and vested on November 15, 2023. |
| 4 | Derivative | Restricted Stock Units | 2023-11-15 | M | D | 3,124 | $0.00 | 0 | D | — · — to — | 3,124 Common Stock | (F10) This amount represents the total number of derivative securities beneficially owned of the class shown. (F2) Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock. (F3) RSUs granted on November 17, 2020 that vested on November 15, 2023. |
| 5 | Derivative | Restricted Stock Units | 2023-11-15 | M | D | 2,452 | $0.00 | 0 | D | — · — to — | 2,452 Common Stock | (F10) This amount represents the total number of derivative securities beneficially owned of the class shown. (F2) Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock. (F4) Performance based RSUs granted on November 17, 2020 that could be earned for FY23 that were earned and vested on November 15, 2023. |
| 6 | Derivative | Restricted Stock Units | 2023-11-15 | M | D | 2,311 | $0.00 | 3,208 | D | — · — to — | 2,311 Common Stock | (F10) This amount represents the total number of derivative securities beneficially owned of the class shown. (F2) Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock. (F9) Performance-based RSUs granted on November 16, 2022 that vest to the extent earned in November 2023, 2024 and 2025. |
| 7 | Derivative | Restricted Stock Units | 2023-11-15 | M | D | 3,134 | $0.00 | 3,134 | D | — · — to — | 3,134 Common Stock | (F10) This amount represents the total number of derivative securities beneficially owned of the class shown. (F2) Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock. (F6) RSUs granted on November 17, 2021 that vest in three substantially equal installments on November 15, 2022, 2023 and 2024. |
| 8 | Derivative | Restricted Stock Units | 2023-11-15 | M | D | 2,460 | $0.00 | 1,567 | D | — · — to — | 2,460 Common Stock | (F10) This amount represents the total number of derivative securities beneficially owned of the class shown. (F2) Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock. (F7) Performance-based RSUs granted on November 17, 2021 that vest to the extent earned in November 2022, 2023 and 2024. |
| 9 | Derivative | Restricted Stock Units | 2023-11-15 | M | D | 3,209 | $0.00 | 6,418 | D | — · — to — | 3,209 Common Stock | (F10) This amount represents the total number of derivative securities beneficially owned of the class shown. (F2) Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock. (F8) RSUs granted on November 16, 2022 that vest in three substantially equal installments on November 15, 2023, 2024 and 2025. |