Form 4 for AIMD Ainos, Inc.
Accepted 2023-11-28 00:00:00 ET · period of report 2023-11-24 · accession 0001654954-23-014880 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-11-28 | 2023-11-24 | AIMD | tsai chun-hsien | CEO, Pres, COB, Dir | A - Grant | $0.6 | +880.0K | 1.25M | +237% | +$528.0K |
| D | 2023-11-28 | 2023-11-15 | AIMD | tsai chun-hsien | CEO, Pres, COB, Dir | C - Cnv Deriv | $0.61 | -7,500 | 35.0K | -18% | -$4,575 |
| D | 2023-11-28 | 2023-08-15 | AIMD | tsai chun-hsien | CEO, Pres, COB, Dir | A - Grant | — | +870.0K | 905.0K | +2,486% | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | COMMON STOCK | 2023-11-24 | A | A | 880,000 | $0.6 | 1,250,598 | D | — | — | (F1) Reference is a made to a Special Stock Award pursuant to approval on October 11, 2023 by the Company's Board of Directors and Shareholders by Action by Written Consent. |
| 2 | Derivative | RSU | 2023-11-15 | C | D | 7,500 | $0.61 | 35,000 | D | $0.61 · — to — | 7,500 COMMON | (F2) Reference is made to 50,000 RSUs that were granted pursuant to an employment Mandate Agreement dated March 17, 2022 (the "Mandate Agreement") and under the Company's 2021 Stock Incentive Plan, and as amended by its 2023 Stock Incentive Plan. The RSUs vest in increments of 15% on 4/24/23 and 10/24/23, 30% on 10/24/24 and 40% on 10/24/25, subject to normal and customary termination events. (F1) Reference is a made to a Special Stock Award pursuant to approval on October 11, 2023 by the Company's Board of Directors and Shareholders by Action by Written Consent. |
| 3 | Derivative | RSU | 2023-08-15 | A | A | 870,000 | — | 905,000 | D | — · — to — | 870,000 COMMON | (F3) Reference is made to 870,000 RSUs that were granted on August 15, 2013 pursuant to the Company's 2023 Stock Incentive Plan. The RSUs vest in increments of 15% on 2/15/24, 15% on 8/15/24, 30% on 8/15/25, and 40% on 8/15/26 subject to normal and customary termination events |