Form 4 for AIMD Ainos, Inc.

Accepted 2023-11-28 00:00:00 ET · period of report 2023-11-24 · accession 0001654954-23-014887 · SEC index · Original document

Summary rows

Aggregated the way they appear in lists: one row per insider, transaction code and security table.

X	Filed	Traded	Ticker	Insider	Title	Type	Price	Qty	Owned	ΔOwn	Value
D	2023-11-28	2023-11-24	AIMD	LIN LAWRENCE K	EVP. OF Ops	A - Grant	$0.6	+10.0K	54.5K	+22%	+$6,000
DM	2023-11-28	2023-11-24	AIMD	LIN LAWRENCE K	EVP. OF Ops	A - Grant	—	+23.1K	11.1K	New	—
DI	2023-11-28	2023-11-24	AIMD	LIN LAWRENCE K	EVP. OF Ops	A - Grant	—	+30.2K	30.2K	New	—

Purchase Sale Sale after option exercise All abbreviations

#	Table	Security	Date	Code	A/D	Shares	Price	Owned after	Own	Exercise / expiry	Underlying	Footnotes
1	Common	Common Stock	2023-11-24	A	A	10,000	$0.6	54,504	D	—	—	(F1) Reference is a made to a Special Stock Award pursuant to approval on October 11, 2023 by the Company's Board of Directors and Shareholders by Action by Written Consent. Prior to the Special Stock Award, Mr. Lin beneficially owned 44,504 common stock consisting of 16,947 held individually and 27,577 owned by i2China Management LLC of which Mr. Lin is the sole member.
2	Derivative	RSU	2023-11-24	A	A	12,000	—	12,000	D	— · — to —	12,000 RSU	(F4) Reference is made to 12,000 RSUs that were granted on August 15, 2013 pursuant to the Company's 2023 Stock Incentive Plan. The RSUs vest in increments of 15% on 2/15/24, 15% on 8/15/24, 30% on 8/15/25, and 40% on 8/15/26 subject to normal and customary termination events.
3	Derivative	Options	2023-11-24	A	A	11,111	—	11,111	D	— · — to —	11,111 Options	(F3) Reference is made to 11,111 options vested from the Company's 2018 NQSOP.
4	Derivative	Warrants	2023-11-24	A	A	30,174	—	30,174	I owned by i2China	— · — to —	30,174 Warrants	(F2) Reference is made to 30,174 shares reserved for warrants, beneficially owned by i2China on demand.