Form 4 for URG UR-ENERGY INC
Accepted 2023-12-12 00:00:00 ET · period of report 2023-12-11 · accession 0001654954-23-015429 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-12-12 | 2023-12-11 | URG | FRANKLIN JAMES M. | Dir | S - Sale+OE | $1.54 | -50.5K | 616.1K | -8% | -$77.8K |
| D | 2023-12-12 | 2023-12-11 | URG | FRANKLIN JAMES M. | Dir | M - OptEx | $0.67 | +50.5K | 666.7K | +8% | +$33.9K |
| D | 2023-12-12 | 2023-12-11 | URG | FRANKLIN JAMES M. | Dir | M - OptEx | $0.00 | -50.5K | 316.1K | -14% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Shares | 2023-12-11 | S | D | 50,527 | $1.54 | 616,133 | D | — | — | (F2) The shares were sold at $2.0852 Canadian dollars, $1.5366 U.S. dollars is the equivalent of the sales price pursuant to the exchange rate realized as of the transaction date (Cdn$1.00 = US$0.7369). |
| 2 | Common | Common Shares | 2023-12-11 | M | A | 50,527 | $0.67 | 666,660 | D | — | — | (F1) The options were exercised and the shares were acquired at $0.91 Canadian dollars, $0.6706 U.S. dollars is the equivalent price pursuant to the exchange rate realized as of the transaction date (Cdn$1.00 = US$0.7369). |
| 3 | Derivative | Common share options (right to buy) | 2023-12-11 | M | D | 50,527 | $0.00 | 316,093 | D | $0.67 · — to 2023-12-14 | 50,527 Common Shares | (F1) The options were exercised and the shares were acquired at $0.91 Canadian dollars, $0.6706 U.S. dollars is the equivalent price pursuant to the exchange rate realized as of the transaction date (Cdn$1.00 = US$0.7369). (F3) The 50,527 options were granted on 12/14/18 and vested and became exercisable as follows: 16,674 on 12/14/19; 16,674 on 12/14/20; and 17,179 on 12/14/21. |