Form 4 for LPTH LIGHTPATH TECHNOLOGIES INC
Accepted 2024-02-05 00:00:00 ET · period of report 2024-01-31 · accession 0001654954-24-001316 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2024-02-05 | 2024-01-31 | LPTH | Rubin Shmuel | CEO, Dir | M - OptEx | — | +25.7K | 134.6K | +24% | — |
| D | 2024-02-05 | 2024-01-31 | LPTH | Rubin Shmuel | CEO, Dir | A - Grant | — | +118.1K | 118.1K | New | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A common stock | 2024-01-31 | M | A | 25,709 | — | 134,617 | D | — | — | (F1) Restricted stock units were settled into Class A Common Stock on a one-for-one basis upon vesting. |
| 2 | Derivative | Restricted stock units | 2024-01-31 | A | A | 118,108 | — | 118,108 | D | — · — to — | 118,108 Class A common stock | (F2) Each restricted stock unit represents a contingent right to receive one share of Class A common stock. (F3) The restricted stock units vest equally over a three year period, with the first vesting on January 31, 2025. |