Form 4 for EML EASTERN CO
Accepted 2024-03-05 00:00:00 ET · period of report 2024-03-01 · accession 0001654954-24-002647 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2024-03-05 | 2024-03-01 | EML | Hernandez Mark Anthony | CEO, Dir | A - Grant | $0.00 | +5,776 | 32.9K | +21% | $0 |
| DM | 2024-03-05 | 2024-03-01 | EML | Hernandez Mark Anthony | CEO, Dir | M - OptEx | $0.00 | +8,332 | 23.8K | +54% | $0 |
| DM | 2024-03-05 | 2024-03-01 | EML | Hernandez Mark Anthony | CEO, Dir | M - OptEx | $0.00 | -8,332 | 16.7K | -33% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Shares | 2024-03-01 | A | A | 5,776 | $0.00 | 32,908 | D | — | — | (F3) The reporting person received 5,776 shares under The Eastern Company 2020 Executive Stock Incentive Plan based on the company's achievement of certain performance objectives. |
| 2 | Common | Common Shares | 2024-03-01 | M | A | 3,332 | $0.00 | 27,132 | D | — | — | (F2) On April 24, 2023, the reporting person was granted 3,332 shares under The Eastern Company 2020 Executive Stock Incentive Plan that vested on March 1, 2024 due the reporting person's continued employment at the vesting date. |
| 3 | Common | Common Shares | 2024-03-01 | M | A | 5,000 | $0.00 | 23,800 | D | — | — | (F1) On July 10, 2023, the reporting person was granted 5,000 shares under The Eastern Company 2020 Executive Stock Incentive Plan that vested on March 1, 2024 due to the reporting person's continued employment at the vesting date. |
| 4 | Derivative | Stock Award | 2024-03-01 | M | D | 5,000 | $0.00 | 19,996 | D | $0.00 · — to — | 5,000 Common Stock | (F1) On July 10, 2023, the reporting person was granted 5,000 shares under The Eastern Company 2020 Executive Stock Incentive Plan that vested on March 1, 2024 due to the reporting person's continued employment at the vesting date. |
| 5 | Derivative | Stock Award | 2024-03-01 | M | D | 3,332 | $0.00 | 16,664 | D | $0.00 · — to — | 3,332 Common Stock | (F2) On April 24, 2023, the reporting person was granted 3,332 shares under The Eastern Company 2020 Executive Stock Incentive Plan that vested on March 1, 2024 due the reporting person's continued employment at the vesting date. |