Form 4 for PTN PALATIN TECHNOLOGIES INC
Accepted 2024-07-31 00:00:00 ET · period of report 2024-07-30 · accession 0001654954-24-009703 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| M | 2024-07-31 | 2024-07-30 | PTN | WILLS STEPHEN T | CFO, COO, Executive VP | F - Tax | $1.87 | -16.2K | 250.1K | -6% | -$30.2K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-07-30 | F | D | 1,083 | $1.89 | 249,013 | D | — | — | (F5) Shares withheld by the issuer, on election of the Reporting Person with the consent of the issuer, to pay employee withholding taxes. Such taxes were withheld and reported for the payroll in the period ended July 30, 2024, with the per share value determined as of June 22, 2024, the date of vesting. The grant of the underlying 3,950 time-based restricted share units which vested on June 22, 2024 was reported on Form 4 filed on June 24, 2022. |
| 2 | Common | Common Stock | 2024-07-30 | F | D | 1,266 | $1.89 | 247,747 | D | — | — | (F6) Shares withheld by the issuer, on election of the Reporting Person with the consent of the issuer, to pay employee withholding taxes. Such taxes were withheld and reported for the payroll in the period ended July 30, 2024, with the per share value determined as of June 22, 2024, the date of vesting. The grant and vesting of the underlying 4,616 restricted share units was reported on Form 4 filed on July 16, 2024, with a transaction date of June 4, 2024. |
| 3 | Common | Common Stock | 2024-07-30 | F | D | 3,942 | $1.88 | 243,805 | D | — | — | (F7) Shares withheld by the issuer, on election of the Reporting Person with the consent of the issuer, to pay employee withholding taxes. Such taxes were withheld and reported for the payroll in the period ended July 30, 2024, with the per share value determined as of June 20, 2024, the date of vesting. The grant of the underlying 14,375 time-based restricted share units which vested on June 20, 2024 was reported on Form 4 filed on June 22, 2023. |
| 4 | Common | Common Stock | 2024-07-30 | F | D | 3,350 | $1.88 | 240,455 | D | — | — | (F8) Shares withheld by the issuer, on election of the Reporting Person with the consent of the issuer, to pay employee withholding taxes. Such taxes were withheld and reported for the payroll in the period ended July 30, 2024, with the per share value determined as of June 22, 2024, the date of vesting. The grant and vesting of the underlying 12,218 restricted share units was reported on Form 4 filed on July 16, 2024, with a transaction date of June 4, 2024. |
| 5 | Common | Common Stock | 2024-07-30 | F | D | 1,670 | $1.89 | 251,496 | D | — | — | (F3) Shares withheld by the issuer, on election of the Reporting Person with the consent of the issuer, to pay employee withholding taxes. Such taxes were withheld and reported for the payroll in the period ended July 30, 2024, with the per share value determined as of June 22, 2024, the date of vesting. The grant of the underlying 6,090 time-based restricted share units, which vested on June 22, 2024, was reported on Form 4 filed on June 24, 2021. |
| 6 | Common | Common Stock | 2024-07-30 | F | D | 1,933 | $1.82 | 253,166 | D | — | — | (F2) Shares withheld by the issuer, on election of the Reporting Person with the consent of the issuer, to pay employee withholding taxes. Such taxes were withheld and reported for the payroll in the period ended July 30, 2024, with the per share value determined as of June 16, 2024, the date of vesting. The grant and vesting of the underlying 7,051 restricted share units was reported on Form 4 filed on July 16, 2024, with a transaction date of June 4, 2024. |
| 7 | Common | Common Stock | 2024-07-30 | F | D | 1,527 | $1.82 | 255,099 | D | — | — | (F1) Shares withheld by the issuer, on election of the Reporting Person with the consent of the issuer, to pay employee withholding taxes. Such taxes were withheld and reported for the payroll in the period ended July 30, 2024, with the per share value determined as of June 16, 2024, the date of vesting. The grant of the underlying 5,570 time-based restricted share units vested on June 16, 2024, with one-half the total shares reported on Form 4 filed on June 18, 2020, and the remaining one-half of the total shares reported on Form 4 filed on June 25, 2020. |
| 8 | Common | Common Stock | 2024-07-30 | F | D | 1,400 | $1.89 | 250,096 | D | — | — | (F4) Shares withheld by the issuer, on election of the Reporting Person with the consent of the issuer, to pay employee withholding taxes. Such taxes were withheld and reported for the payroll in the period ended July 30, 2024, with the per share value determined as of June 22, 2024, the date of vesting. The grant and vesting of the underlying 5,105 restricted share units was reported on Form 4 filed on July 16, 2024, with a transaction date of June 4, 2024. |