Form 4 for SCWO 374Water Inc.
Accepted 2025-01-02 00:00:00 ET · period of report 2024-12-30 · accession 0001654954-25-000063 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2025-01-02 | 2024-12-30 | SCWO | DAVIS RICHARD H | Dir | M - OptEx | $0.12 | +1.00M | 1.32M | +310% | +$120.0K |
| D | 2025-01-02 | 2024-12-30 | SCWO | DAVIS RICHARD H | Dir | F - Tax | $0.67 | -179.1K | 1.14M | -14% | -$120.0K |
| D | 2025-01-02 | 2024-12-30 | SCWO | DAVIS RICHARD H | Dir | M - OptEx | $0.00 | -1.00M | 2.70M | -27% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-12-30 | M | A | 1,000,000 | $0.12 | 1,322,898 | D | — | — | (F1) Represents a fully vested stock option, which was exercised in connection with tax planning purposes and for which the exercise price was paid through the withholding of exercised shares. The Reporting Person intends to hold the shares until at least May 2025 pursuant to a lock-up agreement and the Issuer's insider trading policy. |
| 2 | Common | Common Stock | 2024-12-30 | F | D | 179,105 | $0.67 | 1,143,793 | D | — | — | |
| 3 | Derivative | Stock options (right to buy) | 2024-12-30 | M | D | 1,000,000 | $0.00 | 2,700,000 | D | $0.12 · 2018-05-30 to 2026-06-30 | 1,000,000 Common Stock |