Form 4 for LPTH LIGHTPATH TECHNOLOGIES INC
Accepted 2025-11-21 00:00:00 ET · period of report 2025-03-07 · accession 0001654954-25-013375 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2025-11-21 | 2025-11-20 | LPTH | Rubin Shmuel | CEO, Dir | M - OptEx | — | +9,529 | 254.2K | +4% | — |
| DM | 2025-11-21 | 2025-03-07+ | LPTH | Rubin Shmuel | CEO, Dir | A - Grant | — | +50.9K | 37.8K | New | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A common stock | 2025-11-20 | M | A | 9,529 | — | 254,202 | D | — | — | (F1) Restricted stock units were settled into Class A Common Stock on a one-for-one basis upon vesting. Shares were withheld to cover the employee's share of payroll taxes. |
| 2 | Derivative | Restricted stock units | 2025-11-18 | A | A | 13,127 | — | 13,127 | D | — · — to — | 13,127 Class A common stock | (F2) Each restricted stock unit represents a contingent right to receive one share of Class A common stock. (F4) The restricted stock units vest equally over a three year period, with the first vesting on November 18, 2026. |
| 3 | Derivative | Restricted stock units | 2025-03-07 | A | A | 37,793 | — | 37,793 | D | — · — to — | 37,793 Class A common stock | (F2) Each restricted stock unit represents a contingent right to receive one share of Class A common stock. (F3) The restricted stock units vest equally in three tranches, vesting on November 20, 2025, 2026 and 2027. |