Form 4 for LPTH LIGHTPATH TECHNOLOGIES INC
Accepted 2025-11-21 00:00:00 ET · period of report 2025-11-18 · accession 0001654954-25-013395 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2025-11-21 | 2025-11-20 | LPTH | Crider Kimberly Anne | Dir | M - OptEx | — | +19.4K | 69.2K | +39% | — |
| D | 2025-11-21 | 2025-11-18 | LPTH | Crider Kimberly Anne | Dir | A - Grant | — | +8,824 | 8,824 | New | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A common stock | 2025-11-20 | M | A | 19,355 | — | 69,151 | D | — | — | (F1) Restricted stock units were settled into Class A Common Stock on a one-for-one basis upon vesting. |
| 2 | Derivative | Restricted stock units | 2025-11-18 | A | A | 8,824 | — | 8,824 | D | — · — to — | 8,824 Class A common stock | (F2) Each restricted stock unit represents a contingent right to receive one share of Class A common stock. (F3) The restricted stock units vest one year from the grant date. Directors may elect to defer receipt of the shares to a future date. Any unvested restricted stock units will vest immediately upon the director leaving the board. |