Form 4 for ARVN ARVINAS, INC.
Accepted 2023-03-03 00:00:00 ET · period of report 2023-03-01 · accession 0001655759-23-000025 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-03-03 | 2023-03-01 | ARVN | Houston John G | Pres, CEO, Dir | M - OptEx | — | +17.5K | 923.3K | +2% | — |
| D | 2023-03-03 | 2023-03-01 | ARVN | Houston John G | Pres, CEO, Dir | S - Sale+OE | $29.53 | -5,878 | 917.4K | -0.6% | -$173.6K |
| D | 2023-03-03 | 2023-03-01 | ARVN | Houston John G | Pres, CEO, Dir | M - OptEx | $0.00 | -17.5K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-03-01 | M | A | 17,510 | — | 923,305 | D | — | — | (F1) Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's common stock. |
| 2 | Common | Common Stock | 2023-03-01 | S | D | 5,878 | $29.53 | 917,427 | D | — | — | (F2) This sale was made to cover withholding taxes following the vesting of previously granted Restricted Stock Units. (F3) The broker sold shares of the Issuer's common stock for certain employees following the vesting of previously granted Restricted Stock Units, including the common stock reported on this Form 4 by the reporting person, at a price of $29.53. |
| 3 | Derivative | Restricted Stock Units | 2023-03-01 | M | D | 17,510 | $0.00 | 0 | D | — · — to — | 17,510 Common Stock | (F1) Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's common stock. (F4) On March 1, 2019, the reporting person was granted 70,042 Restricted Stock Units, vesting in four equal annual installments beginning March 1, 2020. |