Form 4 for CRON Cronos Group Inc.
Accepted 2021-11-15 00:00:00 ET · period of report 2021-11-06 · accession 0001656472-21-000124 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2021-11-15 | 2021-11-06 | CRON | SHUM XIU MING | See Remarks | F - Tax | $6.64 | -10.4K | 9,016 | -53% | -$68.8K |
| D | 2021-11-15 | 2021-11-06 | CRON | SHUM XIU MING | See Remarks | M - OptEx | $0.00 | +19.4K | 19.4K | New | $0 |
| D | 2021-11-15 | 2021-11-06 | CRON | SHUM XIU MING | See Remarks | M - OptEx | $0.00 | -19.4K | 38.8K | -33% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | COMMON SHARES | 2021-11-06 | F | D | 10,360 | $6.64 | 9,016 | D | — | — | (F2) Price is expressed in Canadian dollars. |
| 2 | Common | COMMON SHARES | 2021-11-06 | M | A | 19,376 | $0.00 | 19,376 | D | — | — | (F1) Each restricted stock unit ("RSU") represents a contingent right to receive one common share of Cronos Group Inc. (the "Company"). |
| 3 | Derivative | RESTRICTED STOCK UNITS | 2021-11-06 | M | D | 19,376 | $0.00 | 38,754 | D | — · — to — | 19,376 COMMON SHARES | (F1) Each restricted stock unit ("RSU") represents a contingent right to receive one common share of Cronos Group Inc. (the "Company"). (F3) The RSUs vest in three substantially equal annual installments beginning November 6, 2021, subject to continued employment through each applicable date. |