Form 4 for CRON Cronos Group Inc.
Accepted 2022-10-26 00:00:00 ET · period of report 2022-10-24 · accession 0001656472-22-000152 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-10-26 | 2022-10-24 | CRON | GORENSTEIN MICHAEL RYAN | See remarks below, Dir | F - Tax | $2.94 | -81.9K | 9.57M | -0.8% | -$240.9K |
| D | 2022-10-26 | 2022-10-24 | CRON | GORENSTEIN MICHAEL RYAN | See remarks below, Dir | A - Grant | $0.00 | +188.0K | 9.65M | +2% | $0 |
| DM | 2022-10-26 | 2022-10-24 | CRON | GORENSTEIN MICHAEL RYAN | See remarks below, Dir | A - Grant | $0.00 | +282.1K | 3.06M | +10% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | COMMON SHARES | 2022-10-24 | F | D | 81,932 | $2.94 | 9,571,313 | D | — | — | (F1) The date of the release of previously withheld grants of restricted stock units ("RSUs") that would have otherwise been granted to the reporting person on each of May 11, 2020, March 1, 2021, and March 15, 2022. |
| 2 | Common | COMMON SHARES | 2022-10-24 | A | A | 187,977 | $0.00 | 9,653,245 | D | — | — | (F1) The date of the release of previously withheld grants of restricted stock units ("RSUs") that would have otherwise been granted to the reporting person on each of May 11, 2020, March 1, 2021, and March 15, 2022. (F2) The shares represent the shares that the reporting person would have received had certain awards of RSUs not been withheld and the RSUs had vested according to the corresponding vesting schedules for similarly-situated RSU awards in 2020 and 2021. |
| 3 | Derivative | RESTRICTED STOCK UNITS | 2022-10-24 | A | A | 94,084 | $0.00 | 3,282,061 | D | — · — to — | 94,084 COMMON SHARES | (F1) The date of the release of previously withheld grants of restricted stock units ("RSUs") that would have otherwise been granted to the reporting person on each of May 11, 2020, March 1, 2021, and March 15, 2022. (F3) Each RSU represents a contingent right to receive one common share of Cronos Group Inc. (F6) The RSUs vest in three substantially equal installments on each of March 15, 2023, March 15, 2024, and March 15, 2025. |
| 4 | Derivative | RESTRICTED STOCK UNITS | 2022-10-24 | A | A | 125,318 | $0.00 | 3,187,977 | D | — · — to — | 125,318 COMMON SHARES | (F1) The date of the release of previously withheld grants of restricted stock units ("RSUs") that would have otherwise been granted to the reporting person on each of May 11, 2020, March 1, 2021, and March 15, 2022. (F3) Each RSU represents a contingent right to receive one common share of Cronos Group Inc. (F5) The RSUs vest in two substantially equal installments on each of March 1, 2023 and March 1, 2024. |
| 5 | Derivative | RESTRICTED STOCK UNITS | 2022-10-24 | A | A | 62,659 | $0.00 | 3,062,659 | D | — · — to — | 62,659 COMMON SHARES | (F1) The date of the release of previously withheld grants of restricted stock units ("RSUs") that would have otherwise been granted to the reporting person on each of May 11, 2020, March 1, 2021, and March 15, 2022. (F3) Each RSU represents a contingent right to receive one common share of Cronos Group Inc. (F4) The RSUs vest on May 11, 2023. |