InsiderTrades

Form 4 for CRON Cronos Group Inc.

Accepted 2022-11-21 00:00:00 ET · period of report 2022-11-17 · accession 0001656472-22-000178 · SEC index · Original document

Summary rows

Aggregated the way they appear in lists: one row per insider, transaction code and security table.

X Filed Traded Ticker Insider Title Type Price Qty Owned ΔOwn Value
MI 2022-11-21 2022-11-17+ CRON ADLER JASON MARC Dir P - Purchase $2.97 +110.4K 168.4K +190% +$327.5K

Purchase Sale Sale after option exercise All abbreviations

Every reported transaction

#TableSecurityDateCodeA/DSharesPriceOwned afterOwnExercise / expiryUnderlyingFootnotes
1 Common COMMON SHARES 2022-11-17 P A 24,301 $2.94 159,564 I Held by Gotham Green Fund III, LP — — (F1) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $2.895 to $2.9777. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. (F2) Gotham Green GP III, LLC is the general partner of Gotham Green Fund III, LP. Mr. Adler, as the Managing Member of Gotham Green GP III, LLC, may be deemed to be the indirect beneficial owner of such shares for purposes of Section 16 of the Exchange Act. Mr. Adler disclaims that he is the beneficial owner of such shares, except to the extent of his pecuniary interest.
2 Common COMMON SHARES 2022-11-17 P A 56,699 $2.94 372,296 I Held by Gotham Green Fund III (Q), LP — — (F1) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $2.895 to $2.9777. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. (F3) Gotham Green GP III, LLC is the general partner of Gotham Green Fund III (Q), LP. Mr. Adler, as the Managing Member of Gotham Green GP III, LLC, may be deemed to be the indirect beneficial owner of such shares for purposes of Section 16 of the Exchange Act. Mr. Adler disclaims that he is the beneficial owner of such shares, except to the extent of his pecuniary interest.
3 Common COMMON SHARES 2022-11-18 P A 20,580 $3.04 392,876 I Held by Gotham Green Fund III (Q), LP — — (F4) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $3.02 to $3.05. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. (F3) Gotham Green GP III, LLC is the general partner of Gotham Green Fund III (Q), LP. Mr. Adler, as the Managing Member of Gotham Green GP III, LLC, may be deemed to be the indirect beneficial owner of such shares for purposes of Section 16 of the Exchange Act. Mr. Adler disclaims that he is the beneficial owner of such shares, except to the extent of his pecuniary interest.
4 Common COMMON SHARES 2022-11-18 P A 8,820 $3.04 168,384 I Held by Gotham Green Fund III, LP — — (F4) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $3.02 to $3.05. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. (F2) Gotham Green GP III, LLC is the general partner of Gotham Green Fund III, LP. Mr. Adler, as the Managing Member of Gotham Green GP III, LLC, may be deemed to be the indirect beneficial owner of such shares for purposes of Section 16 of the Exchange Act. Mr. Adler disclaims that he is the beneficial owner of such shares, except to the extent of his pecuniary interest.