Form 4 for CRON Cronos Group Inc.
Accepted 2023-03-17 00:00:00 ET · period of report 2023-03-15 · accession 0001656472-23-000031 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-03-17 | 2023-03-15 | CRON | GORENSTEIN MICHAEL RYAN | See remarks below, Dir | F - Tax | $1.99 | -7,636 | 9.64M | -0.1% | -$15.2K |
| D | 2023-03-17 | 2023-03-15 | CRON | GORENSTEIN MICHAEL RYAN | See remarks below, Dir | M - OptEx | $0.00 | +31.4K | 9.65M | +0.3% | $0 |
| D | 2023-03-17 | 2023-03-15 | CRON | GORENSTEIN MICHAEL RYAN | See remarks below, Dir | M - OptEx | $0.00 | -31.4K | 3.69M | -0.8% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | COMMON SHARES | 2023-03-15 | F | D | 7,636 | $1.99 | 9,642,096 | D | — | — | |
| 2 | Common | COMMON SHARES | 2023-03-15 | M | A | 31,361 | $0.00 | 9,649,732 | D | — | — | (F1) Each restricted stock unit ("RSU") represents a contingent right to receive one common share of Cronos Group Inc. |
| 3 | Derivative | RESTRICTED STOCK UNITS | 2023-03-15 | M | D | 31,361 | $0.00 | 3,687,867 | D | — · — to — | 31,361 COMMON SHARES | (F1) Each restricted stock unit ("RSU") represents a contingent right to receive one common share of Cronos Group Inc. (F2) The RSUs vest in three substantially equal annual installments beginning March 15, 2023, subject to continued employment through each applicable date. |