Form 4 for CRON Cronos Group Inc.
Accepted 2024-03-05 00:00:00 ET · period of report 2024-03-01 · accession 0001656472-24-000023 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2024-03-05 | 2024-03-01 | CRON | Shlimak Anna | See Remarks | M - OptEx | $0.00 | +7,337 | 120.0K | +7% | $0 |
| D | 2024-03-05 | 2024-03-01 | CRON | Shlimak Anna | See Remarks | F - Tax | $2.08 | -2,175 | 117.8K | -2% | -$4,524 |
| D | 2024-03-05 | 2024-03-01 | CRON | Shlimak Anna | See Remarks | M - OptEx | $0.00 | -7,337 | 195.7K | -4% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | COMMON SHARES | 2024-03-01 | M | A | 7,337 | $0.00 | 120,020 | D | — | — | (F1) Each restricted stock unit ("RSU") represents a contingent right to receive one common share of Cronos Group Inc. (F2) Due to an inadvertent error, the Form 4 filed by the Reporting Person on May 15, 2023 incorrectly reported the amount of securities beneficially owned following reported transaction(s). This inadvertent error caused the amount of securities beneficially owned to be overstated by 21,403 shares. The new amount reported in Column 5 reports the correct amount of securities beneficially owned following reported transaction(s). |
| 2 | Common | COMMON SHARES | 2024-03-01 | F | D | 2,175 | $2.08 | 117,845 | D | — | — | |
| 3 | Derivative | RESTRICTED STOCK UNITS | 2024-03-01 | M | D | 7,337 | $0.00 | 195,678 | D | — · — to — | 7,337 COMMON SHARES | (F4) Due to an inadvertent error, the Form 4 filed by the Reporting Person on May 15, 2023 incorrectly reported the number of derivative securities beneficially owned following reported transaction(s). This inadvertent error caused the number of derivative securities beneficially owned to be understated by 153,772 shares. The new amount reported in Column 9 reports the correct number of derivative securities beneficially owned following reported transaction(s). (F1) Each restricted stock unit ("RSU") represents a contingent right to receive one common share of Cronos Group Inc. (F3) On March 1, 2021, the Reporting Person was granted 22,009 RSUs, vesting in three substantially equal annual installments beginning on the first anniversary of the grant date. |