Form 4 for SXC SunCoke Energy, Inc.
Accepted 2026-02-25 00:00:00 ET · period of report 2026-02-19 · accession 0001656488-26-000002 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2026-02-25 | 2026-02-23+ | SXC | Gates Katherine T | CEO, Pres, Dir | M - OptEx | — | +105.6K | 327.8K | +48% | — |
| DM | 2026-02-25 | 2026-02-23+ | SXC | Gates Katherine T | CEO, Pres, Dir | F - Tax | $6.16 | -46.8K | 306.0K | -13% | -$288.5K |
| D | 2026-02-25 | 2026-02-24 | SXC | Gates Katherine T | CEO, Pres, Dir | J - Other | — | +10.7K | 316.7K | +3% | — |
| D | 2026-02-25 | 2026-02-19 | SXC | Gates Katherine T | CEO, Pres, Dir | A - Grant | — | +274.9K | 274.9K | New | — |
| DM | 2026-02-25 | 2026-02-23+ | SXC | Gates Katherine T | CEO, Pres, Dir | M - OptEx | — | -105.6K | 38.5K | -73% | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2026-02-24 | M | A | 17,878 | — | 265,079 | D | — | — | (F1) Conversion rate is 1 for 1. |
| 2 | Common | Common Stock | 2026-02-24 | M | A | 38,480 | — | 295,639 | D | — | — | (F1) Conversion rate is 1 for 1. |
| 3 | Common | Common Stock | 2026-02-24 | F | D | 17,047 | $6.22 | 278,592 | D | — | — | (F2) Shares withheld by Registrant to satisfy minimum statutory withholding requirements on vesting of RSUs. |
| 4 | Common | Common Stock | 2026-02-24 | F | D | 7,920 | $5.88 | 257,159 | D | — | — | (F2) Shares withheld by Registrant to satisfy minimum statutory withholding requirements on vesting of RSUs. |
| 5 | Common | Common Stock | 2026-02-24 | J | A | 10,695 | — | 316,676 | D | — | — | (F3) Represents settlement of Performance Share Unit ("PSU") award granted February 23, 2023 pursuant to SunCoke Energy, Inc. ("SXC") Long Term Performance Plan in a transaction exempt under Rule 16b-3. PSU award settled, at the end of applicable three-year vesting period, in shares of SXC common stock, (net of shares withheld by Registrant to satisfy statutory tax withholding requirements). |
| 6 | Common | Common Stock | 2026-02-23 | M | A | 49,231 | — | 327,823 | D | — | — | (F1) Conversion rate is 1 for 1. |
| 7 | Common | Common Stock | 2026-02-23 | F | D | 21,842 | $6.22 | 305,981 | D | — | — | (F2) Shares withheld by Registrant to satisfy minimum statutory withholding requirements on vesting of RSUs. |
| 8 | Derivative | RSUs (02.19.2026) | 2026-02-19 | A | A | 274,927 | — | 274,927 | D | — · 2027-02-19 to 2029-02-19 | 274,927 Common Stock | (F4) Grant of restricted share units awarded pursuant to the SunCoke Energy, Inc. Omnibus Long-Term Incentive Plan in a transaction exempt under Rule 16b-3. The restricted share units vest in three equal annual installments on the first, second and third anniversary of the grant date. (F1) Conversion rate is 1 for 1. |
| 9 | Derivative | RSUs (02.21.2025) | 2026-02-23 | M | D | 49,231 | — | 98,461 | D | — · 2026-02-21 to 2028-02-21 | 49,231 Common Stock | (F4) Grant of restricted share units awarded pursuant to the SunCoke Energy, Inc. Omnibus Long-Term Incentive Plan in a transaction exempt under Rule 16b-3. The restricted share units vest in three equal annual installments on the first, second and third anniversary of the grant date. (F1) Conversion rate is 1 for 1. |
| 10 | Derivative | RSUs (02.23.2023) | 2026-02-24 | M | D | 17,878 | — | 0 | D | — · 2024-02-23 to 2026-02-23 | 17,878 Common Stock | (F4) Grant of restricted share units awarded pursuant to the SunCoke Energy, Inc. Omnibus Long-Term Incentive Plan in a transaction exempt under Rule 16b-3. The restricted share units vest in three equal annual installments on the first, second and third anniversary of the grant date. (F1) Conversion rate is 1 for 1. |
| 11 | Derivative | RSUs (02.22.2024) | 2026-02-24 | M | D | 38,480 | — | 38,479 | D | — · 2025-02-22 to 2027-02-22 | 38,480 Common Stock | (F4) Grant of restricted share units awarded pursuant to the SunCoke Energy, Inc. Omnibus Long-Term Incentive Plan in a transaction exempt under Rule 16b-3. The restricted share units vest in three equal annual installments on the first, second and third anniversary of the grant date. (F1) Conversion rate is 1 for 1. |