Form 4 for KEQU KEWAUNEE SCIENTIFIC CORP /DE/
Accepted 2023-07-03 00:00:00 ET · period of report 2023-06-30 · accession 0001657070-23-000013 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-07-03 | 2023-06-30 | KEQU | HULL THOMAS DAVID III | Pres, CEO, Dir | F - Tax | $15.90 | -2,960 | 41.2K | -7% | -$47.1K |
| D | 2023-07-03 | 2023-06-30 | KEQU | HULL THOMAS DAVID III | Pres, CEO, Dir | M - OptEx | $0.00 | +10.5K | 44.2K | +31% | $0 |
| DM | 2023-07-03 | 2023-06-30 | KEQU | HULL THOMAS DAVID III | Pres, CEO, Dir | M - OptEx | $0.00 | -10.5K | 10.7K | -49% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-06-30 | F | D | 2,960 | $15.90 | 41,200 | D | — | — | |
| 2 | Common | Common Stock | 2023-06-30 | M | A | 10,453 | $0.00 | 44,160 | D | — | — | (F1) Restricted stock units convert to common stock on a one-for-one basis. |
| 3 | Derivative | Restricted Stock Units FY22 | 2023-06-30 | M | D | 5,096 | $0.00 | 5,097 | D | — · — to — | 5,096 Common Stock | (F1) Restricted stock units convert to common stock on a one-for-one basis. (F2) On June 23, 2021, the reporting person was granted restricted stock units that vest as follows: (a) 100% of the number of restricted stock units subject to the award consist of service-based restricted stock units that vest in three equal annual installments beginning on June 30, 2022, subject to the reporting person's continued employment with the Company. |
| 4 | Derivative | Restricted Stock Units FY23 | 2023-06-30 | M | D | 5,357 | $0.00 | 10,714 | D | — · — to — | 5,357 Common Stock | (F1) Restricted stock units convert to common stock on a one-for-one basis. (F3) On June 29, 2022, the reporting person was granted restricted stock units that vest as follows: (a) 100% of the number of restricted stock units subject to the award consist of service-based restricted stock units that vest in three equal annual installments beginning on June 30, 2023, subject to the reporting person's continued employment with the Company. |