Form 4 for KTOS KRATOS DEFENSE & SECURITY SOLUTIONS, INC.
Accepted 2023-06-06 00:00:00 ET · period of report 2023-06-04 · accession 0001660112-23-000004 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-06-06 | 2023-06-04 | KTOS | Mendoza Marie | SVP, GC | F - Tax | $13.87 | -487 | 41.9K | -1% | -$6,755 |
| D | 2023-06-06 | 2023-06-04 | KTOS | Mendoza Marie | SVP, GC | M - OptEx | $0.00 | +1,000 | 42.4K | +2% | $0 |
| D | 2023-06-06 | 2023-06-04 | KTOS | Mendoza Marie | SVP, GC | M - OptEx | $0.00 | -1,000 | 2,000 | -33% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-06-04 | F | D | 487 | $13.87 | 41,867 | D | — | — | (F3) Shares withheld in a net transaction to satisfy the tax liability, in accordance with Issuer's trading policies, in connection with shares vested as reported in this Form 4. (F4) Includes 910 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 13,711 shares held through Issuer's 401(k) Plan. |
| 2 | Common | Common Stock | 2023-06-04 | M | A | 1,000 | $0.00 | 42,354 | D | — | — | (F2) RSUs were granted and previously reported on a Form 4 filed June 5, 2020, where 5,000 RSUs vest ratably on each of the first five anniversaries of the June 4, 2020 date of grant. (F4) Includes 910 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 13,711 shares held through Issuer's 401(k) Plan. |
| 3 | Derivative | Restricted Stock Units | 2023-06-04 | M | D | 1,000 | $0.00 | 2,000 | D | — · — to — | 1,000 Common Stock | (F1) Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of Issuer's common stock. (F2) RSUs were granted and previously reported on a Form 4 filed June 5, 2020, where 5,000 RSUs vest ratably on each of the first five anniversaries of the June 4, 2020 date of grant. |