Form 4 for OKTA Okta, Inc.
Accepted 2024-03-19 00:00:00 ET · period of report 2024-03-15 · accession 0001660134-24-000042 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2024-03-19 | 2024-03-15 | OKTA | Schwartz Larissa | See Remarks | M - OptEx | $0.00 | +5,319 | 26.6K | +25% | $0 |
| DM | 2024-03-19 | 2024-03-15 | OKTA | Schwartz Larissa | See Remarks | F - Tax | $0.00 | -7,175 | 26.4K | -21% | $0 |
| DM | 2024-03-19 | 2024-03-15 | OKTA | Schwartz Larissa | See Remarks | M - OptEx | $0.00 | -5,319 | 865 | -86% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2024-03-15 | M | A | 4,445 | $0.00 | 31,278 | D | — | — | |
| 2 | Common | Class A Common Stock | 2024-03-15 | F | D | 2,251 | $0.00 | 29,027 | D | — | — | |
| 3 | Common | Class A Common Stock | 2024-03-15 | F | D | 55 | $0.00 | 26,833 | D | — | — | |
| 4 | Common | Class A Common Stock | 2024-03-15 | M | A | 109 | $0.00 | 26,888 | D | — | — | |
| 5 | Common | Class A Common Stock | 2024-03-15 | F | D | 177 | $0.00 | 26,779 | D | — | — | |
| 6 | Common | Class A Common Stock | 2024-03-15 | M | A | 316 | $0.00 | 26,956 | D | — | — | |
| 7 | Common | Class A Common Stock | 2024-03-15 | F | D | 95 | $0.00 | 26,640 | D | — | — | |
| 8 | Common | Class A Common Stock | 2024-03-15 | M | A | 169 | $0.00 | 26,735 | D | — | — | |
| 9 | Common | Class A Common Stock | 2024-03-15 | F | D | 58 | $0.00 | 26,566 | D | — | — | |
| 10 | Common | Class A Common Stock | 2024-03-15 | M | A | 103 | $0.00 | 26,624 | D | — | — | |
| 11 | Common | Class A Common Stock | 2024-03-15 | F | D | 100 | $0.00 | 26,521 | D | — | — | |
| 12 | Common | Class A Common Stock | 2024-03-15 | F | D | 4,439 | $0.00 | 26,444 | D | — | — | |
| 13 | Common | Class A Common Stock | 2024-03-15 | M | A | 177 | $0.00 | 26,621 | D | — | — | |
| 14 | Derivative | Restricted Stock Units | 2024-03-15 | M | D | 103 | $0.00 | 312 | D | — · — to — | 103 Class A Common Stock | (F1) Each Restricted Stock Unit ("RSU") represents the right to receive one share of the Issuer's Class A Common Stock. (F3) 6.25% of the shares underlying the RSU vested on March 15, 2021, and the remaining shares underlying the RSU shall vest in 15 equal quarterly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date. |
| 15 | Derivative | Restricted Stock Units | 2024-03-15 | M | D | 177 | $0.00 | 178 | D | — · — to — | 177 Class A Common Stock | (F1) Each Restricted Stock Unit ("RSU") represents the right to receive one share of the Issuer's Class A Common Stock. (F2) 6.25% of the shares underlying the RSU vested on September 15, 2020, and the remaining shares underlying the RSU shall vest in 15 equal quarterly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date. |
| 16 | Derivative | Restricted Stock Units | 2024-03-15 | M | D | 4,445 | $0.00 | 35,563 | D | — · — to — | 4,445 Class A Common Stock | (F1) Each Restricted Stock Unit ("RSU") represents the right to receive one share of the Issuer's Class A Common Stock. (F7) 8.33% of the shares underlying the RSU vested on June 15, 2023, and the remaining shares underlying the RSU shall vest in 11 equal quarterly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date. |
| 17 | Derivative | Restricted Stock Units | 2024-03-15 | M | D | 169 | $0.00 | 674 | D | — · — to — | 169 Class A Common Stock | (F1) Each Restricted Stock Unit ("RSU") represents the right to receive one share of the Issuer's Class A Common Stock. (F4) 6.25% of the shares underlying the RSU vested on June 15, 2021, and the remaining shares underlying the RSU shall vest in 15 equal quarterly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date. |
| 18 | Derivative | Restricted Stock Units | 2024-03-15 | M | D | 316 | $0.00 | 2,212 | D | — · — to — | 316 Class A Common Stock | (F1) Each Restricted Stock Unit ("RSU") represents the right to receive one share of the Issuer's Class A Common Stock. (F5) 6.25% of the shares underlying the RSU vested on March 15, 2022, and the remaining shares underlying the RSU shall vest in 15 equal quarterly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date. |
| 19 | Derivative | Restricted Stock Units | 2024-03-15 | M | D | 109 | $0.00 | 865 | D | — · — to — | 109 Class A Common Stock | (F1) Each Restricted Stock Unit ("RSU") represents the right to receive one share of the Issuer's Class A Common Stock. (F6) 6.25% of the shares underlying the RSU vested on June 15, 2022, and the remaining shares underlying the RSU shall vest in 15 equal quarterly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date. |