Form 4 for OKTA Okta, Inc.
Accepted 2024-10-22 00:00:00 ET · period of report 2024-10-18 · accession 0001660134-24-000149 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2024-10-22 | 2024-10-18 | OKTA | McKinnon Todd | CEO, Dir | C - Cnv Deriv | $0.00 | +224.5K | 224.5K | New | $0 |
| DM | 2024-10-22 | 2024-10-18 | OKTA | McKinnon Todd | CEO, Dir | S - Sale | $74.62 | -224.5K | 0 | -100% | -$16.76M |
| DI | 2024-10-22 | 2024-10-18 | OKTA | McKinnon Todd | CEO, Dir | G - Gift | $0.00 | +147.5K | 6.00M | +3% | $0 |
| D | 2024-10-22 | 2024-10-18 | OKTA | McKinnon Todd | CEO, Dir | G - Gift | $0.00 | -147.5K | 0 | -100% | $0 |
| D | 2024-10-22 | 2024-10-18 | OKTA | McKinnon Todd | CEO, Dir | C - Cnv Deriv | $0.00 | -224.5K | 147.5K | -60% | $0 |
| DM | 2024-10-22 | 2024-10-18 | OKTA | McKinnon Todd | CEO, Dir | M - OptEx | $0.00 | 0 | 828.2K | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2024-10-18 | C | A | 224,533 | $0.00 | 224,533 | D | — | — | |
| 2 | Common | Class A Common Stock | 2024-10-18 | S | D | 222,637 | $74.62 | 1,896 | D | — | — | (F3) The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $74.06 to $75.05 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the U.S. Securities and Exchange Commission (the "SEC") , upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
| 3 | Common | Class A Common Stock | 2024-10-18 | S | D | 1,896 | $75.06 | 0 | D | — | — | (F4) The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $75.06 to $75.08 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
| 4 | Derivative | Class B Common Stock | 2024-10-18 | G | A | 147,500 | $0.00 | 6,004,778 | I | — · — to — | 147,500 Class A Common Stock | (F1) Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. |
| 5 | Derivative | Class B Common Stock | 2024-10-18 | G | D | 147,500 | $0.00 | 0 | D | — · — to — | 147,500 Class A Common Stock | (F1) Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. |
| 6 | Derivative | Class B Common Stock | 2024-10-18 | C | D | 224,533 | $0.00 | 147,500 | D | — · — to — | 224,533 Class A Common Stock | (F1) Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. |
| 7 | Derivative | Class B Common Stock | 2024-10-18 | M | A | 372,033 | $0.00 | 372,033 | D | — · — to — | 372,033 Class A Common Stock | (F1) Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. |
| 8 | Derivative | Employee Stock Option (Right to Buy) | 2024-10-18 | M | D | 372,033 | $0.00 | 828,175 | D By Trust | $8.97 · — to 2026-07-29 | 372,033 Class B Common Stock | (F5) The shares subject to the option are fully vested and exercisable by the Reporting Person. |