Form 4 for OKTA Okta, Inc.
Accepted 2025-01-27 00:00:00 ET · period of report 2025-01-23 · accession 0001660134-25-000006 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2025-01-27 | 2025-01-23+ | OKTA | Kerrest Jacques Frederic | Dir | S - Sale | $87.29 | -455.0K | 0 | -100% | -$39.72M |
| DMI | 2025-01-27 | 2025-01-23+ | OKTA | Kerrest Jacques Frederic | Dir | C - Cnv Deriv | $0.00 | +70.0K | 3,333 | New | $0 |
| DMI | 2025-01-27 | 2025-01-23+ | OKTA | Kerrest Jacques Frederic | Dir | S - Sale | $87.29 | -70.0K | 0 | -100% | -$6.11M |
| DM | 2025-01-27 | 2025-01-23+ | OKTA | Kerrest Jacques Frederic | Dir | C - Cnv Deriv | $0.00 | +455.0K | 390.0K | New | $0 |
| DM | 2025-01-27 | 2025-01-23+ | OKTA | Kerrest Jacques Frederic | Dir | M - OptEx | $0.00 | 0 | 65.0K | New | $0 |
| DMI | 2025-01-27 | 2025-01-23+ | OKTA | Kerrest Jacques Frederic | Dir | C - Cnv Deriv | $0.00 | -70.0K | 217.7K | -24% | $0 |
| DM | 2025-01-27 | 2025-01-23+ | OKTA | Kerrest Jacques Frederic | Dir | C - Cnv Deriv | $0.00 | -455.0K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2025-01-23 | S | D | 325,520 | $86.99 | 64,480 | D By Trust | — | — | (F3) The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $86.30 to $87.295 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the U.S. Securities and Exchange Commission (the "SEC"), upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
| 2 | Common | Class A Common Stock | 2025-01-23 | S | D | 63,508 | $87.57 | 972 | D By Trust | — | — | (F4) The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $87.30 to $88.12 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
| 3 | Common | Class A Common Stock | 2025-01-23 | S | D | 972 | $88.31 | 0 | D By Trust | — | — | |
| 4 | Common | Class A Common Stock | 2025-01-23 | C | A | 39,996 | $0.00 | 39,996 | I By Trust | — | — | |
| 5 | Common | Class A Common Stock | 2025-01-23 | S | D | 33,383 | $86.99 | 6,613 | I By Trust | — | — | (F3) The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $86.30 to $87.295 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the U.S. Securities and Exchange Commission (the "SEC"), upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
| 6 | Common | Class A Common Stock | 2025-01-23 | S | D | 6,513 | $87.57 | 100 | I By Trust | — | — | (F4) The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $87.30 to $88.12 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
| 7 | Common | Class A Common Stock | 2025-01-23 | S | D | 100 | $88.31 | 0 | I By Trust | — | — | |
| 8 | Common | Class A Common Stock | 2025-01-23 | C | A | 19,998 | $0.00 | 19,998 | I By Trust | — | — | |
| 9 | Common | Class A Common Stock | 2025-01-23 | S | D | 16,717 | $86.99 | 3,281 | I By Trust | — | — | (F5) The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $86.305 to $87.30 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
| 10 | Common | Class A Common Stock | 2025-01-23 | S | D | 3,230 | $87.57 | 51 | I By Trust | — | — | (F6) The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $87.305 to $88.12 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
| 11 | Common | Class A Common Stock | 2025-01-23 | S | D | 51 | $88.31 | 0 | I By Trust | — | — | |
| 12 | Common | Class A Common Stock | 2025-01-24 | C | A | 65,000 | $0.00 | 65,000 | D | — | — | |
| 13 | Common | Class A Common Stock | 2025-01-24 | S | D | 65,000 | $88.50 | 0 | D | — | — | |
| 14 | Common | Class A Common Stock | 2025-01-24 | C | A | 6,666 | $0.00 | 6,666 | I | — | — | |
| 15 | Common | Class A Common Stock | 2025-01-24 | S | D | 6,666 | $88.50 | 0 | I | — | — | |
| 16 | Common | Class A Common Stock | 2025-01-24 | C | A | 3,333 | $0.00 | 3,333 | I | — | — | |
| 17 | Common | Class A Common Stock | 2025-01-24 | S | D | 3,333 | $88.50 | 0 | I | — | — | |
| 18 | Common | Class A Common Stock | 2025-01-23 | C | A | 390,000 | $0.00 | 390,000 | D By Trust | — | — | |
| 19 | Derivative | Employee Stock Option (Right to Buy) | 2025-01-24 | M | D | 65,000 | $0.00 | 533,852 | D | $8.97 · — to 2026-07-29 | 65,000 Class B Common Stock | (F7) The shares subject to the option are fully vested and exercisable by the Reporting Person. |
| 20 | Derivative | Employee Stock Option (Right to Buy) | 2025-01-23 | M | D | 390,000 | $0.00 | 598,852 | D By Trust | $8.97 · — to 2026-07-29 | 390,000 Class B Common Stock | (F7) The shares subject to the option are fully vested and exercisable by the Reporting Person. |
| 21 | Derivative | Class B Common Stock | 2025-01-24 | C | D | 3,333 | $0.00 | 106,045 | I | — · — to — | 3,333 Class A Common Stock | (F1) Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. |
| 22 | Derivative | Class B Common Stock | 2025-01-24 | C | D | 6,666 | $0.00 | 211,006 | I | — · — to — | 6,666 Class A Common Stock | (F1) Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. |
| 23 | Derivative | Class B Common Stock | 2025-01-23 | M | A | 390,000 | $0.00 | 390,000 | D By Trust | — · — to — | 390,000 Class A Common Stock | (F1) Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. |
| 24 | Derivative | Class B Common Stock | 2025-01-24 | M | A | 65,000 | $0.00 | 65,000 | D | — · — to — | 65,000 Class A Common Stock | (F1) Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. |
| 25 | Derivative | Class B Common Stock | 2025-01-23 | C | D | 19,998 | $0.00 | 109,378 | I | — · — to — | 19,998 Class A Common Stock | (F1) Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. |
| 26 | Derivative | Class B Common Stock | 2025-01-23 | C | D | 39,996 | $0.00 | 217,672 | I By Trust | — · — to — | 39,996 Class A Common Stock | (F1) Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. |
| 27 | Derivative | Class B Common Stock | 2025-01-23 | C | D | 390,000 | $0.00 | 0 | D By Trust | — · — to — | 390,000 Class A Common Stock | (F1) Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. |
| 28 | Derivative | Class B Common Stock | 2025-01-24 | C | D | 65,000 | $0.00 | 0 | D | — · — to — | 65,000 Class A Common Stock | (F1) Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. |