Form 4 for ALK ALASKA AIR GROUP, INC.
Accepted 2022-11-08 00:00:00 ET · period of report 2022-11-05 · accession 0001663200-22-000004 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-11-08 | 2022-11-05 | ALK | LEVINE KYLE B | SVP LEGAL, GEN COUNSEL | F - Tax | $44.86 | -241 | 10.9K | -2% | -$10.8K |
| D | 2022-11-08 | 2022-11-05 | ALK | LEVINE KYLE B | SVP LEGAL, GEN COUNSEL | M - OptEx | $0.00 | +987 | 11.0K | +10% | $0 |
| D | 2022-11-08 | 2022-11-05 | ALK | LEVINE KYLE B | SVP LEGAL, GEN COUNSEL | M - OptEx | $0.00 | -987 | 987 | -50% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | COMMON STOCK | 2022-11-05 | F | D | 241 | $44.86 | 10,862 | D | — | — | (F2) Includes 92 shares acquired under the Alaska Air Group, Inc. Employee Stock Purchase Plan, of which 36 shares were acquired on April 30, 2022, and 56 share were acquired on October 31, 2022, all in transactions that were exempt under both Rule 16b-3(d) and Rule 16b-3(c). |
| 2 | Common | COMMON STOCK | 2022-11-05 | M | A | 987 | $0.00 | 11,011 | D | — | — | (F1) Restricted Stock Units (RSUs) convert into common stock on a one-for-one basis. |
| 3 | Derivative | RESTRICTED STOCK UNITS | 2022-11-05 | M | D | 987 | $0.00 | 987 | D | $0.00 · — to — | 987 COMMON STOCK | (F1) Restricted Stock Units (RSUs) convert into common stock on a one-for-one basis. (F3) On November 5, 2020, the reporting person was granted 2,960 RSUs, vesting in three equal annual installments beginning on the first anniversary of the grant date. |