Form 4 for ALK ALASKA AIR GROUP, INC.
Accepted 2023-11-06 00:00:00 ET · period of report 2023-11-02 · accession 0001663200-23-000007 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-11-06 | 2023-11-05 | ALK | LEVINE KYLE B | SVP LEGAL, GEN COUNSEL | M - OptEx | $0.00 | +987 | 14.7K | +7% | $0 |
| D | 2023-11-06 | 2023-11-05 | ALK | LEVINE KYLE B | SVP LEGAL, GEN COUNSEL | F - Tax | $33.56 | -389 | 14.4K | -3% | -$13.1K |
| D | 2023-11-06 | 2023-11-05 | ALK | LEVINE KYLE B | SVP LEGAL, GEN COUNSEL | M - OptEx | $0.00 | -987 | 0 | -100% | $0 |
| D | 2023-11-06 | 2023-11-02 | ALK | LEVINE KYLE B | SVP LEGAL, GEN COUNSEL | A - Grant | $0.00 | +14.6K | 14.6K | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | COMMON STOCK | 2023-11-05 | M | A | 987 | $0.00 | 14,742 | D | — | — | (F1) Each restricted stock unit (RSUs) represents a contingent right to receive one share of ALK common stock. |
| 2 | Common | COMMON STOCK | 2023-11-05 | F | D | 389 | $33.56 | 14,450 | D | — | — | (F2) The shares withheld were an exempt disposition to the Issuer under Rule 16b-3(e) to satisfy tax withholding obligations arising out of the vesting of RSUs and settled with shares by the reporting person. (F3) Includes 97 shares acquired under the Alaska Air Group, Inc. Employee Stock Purchase Plan on October 31, 2023, in transactions that were exempt under both Rule 16b-3(d) and Rule 16b-3(c). |
| 3 | Derivative | RESTRICTED STOCK UNITS | 2023-11-05 | M | D | 987 | $0.00 | 0 | D | $0.00 · — to — | 987 COMMON STOCK | (F1) Each restricted stock unit (RSUs) represents a contingent right to receive one share of ALK common stock. (F5) The RSUs disposed were from a grant of 2,960 RSUs awarded on November 5, 2020, that vested in three annual installments as follows: 986 shares on November 5, 2021; 987 shares on November 5, 2022; and 987 shares on November 5, 2023. |
| 4 | Derivative | RESTRICTED STOCK UNITS | 2023-11-02 | A | A | 14,570 | $0.00 | 14,570 | D | $0.00 · — to — | 14,570 COMMON STOCK | (F1) Each restricted stock unit (RSUs) represents a contingent right to receive one share of ALK common stock. (F4) The RSUs vest in three annual installments as follows: 4,856 shares on November 2, 2024; 4,857 shares on November 2, 2025; and 4,857 shares on November 2, 2026. |