Form 4 for ALK ALASKA AIR GROUP, INC.
Accepted 2024-11-05 00:00:00 ET · period of report 2024-11-02 · accession 0001663200-24-000009 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2024-11-05 | 2024-11-02 | ALK | LEVINE KYLE B | SVP LEGAL, GEN COUNSEL | M - OptEx | $0.00 | +4,856 | 24.7K | +25% | $0 |
| D | 2024-11-05 | 2024-11-02 | ALK | LEVINE KYLE B | SVP LEGAL, GEN COUNSEL | F - Tax | $49.23 | -1,911 | 23.0K | -8% | -$94.1K |
| D | 2024-11-05 | 2024-11-02 | ALK | LEVINE KYLE B | SVP LEGAL, GEN COUNSEL | M - OptEx | $0.00 | -4,856 | 9,714 | -33% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | COMMON STOCK | 2024-11-02 | M | A | 4,856 | $0.00 | 24,652 | D | — | — | (F1) Each restricted stock unit (RSUs) represents a contingent right to receive one share of ALK common stock. |
| 2 | Common | COMMON STOCK | 2024-11-02 | F | D | 1,911 | $49.23 | 22,981 | D | — | — | (F2) The shares withheld were an exempt disposition to the Issuer under Rule 16b-3(e) to satisfy tax withholding obligations arising out of the vesting of RSUs and settled with shares by the reporting person. (F3) Includes 99 shares acquired under the Alaska Air Group, Inc. Employee Stock Purchase Plan (ESPP) on April 30, 2024, and 78 share acquired under the ESPP on October 31, 2024, in transactions that were exempt under both Rule 16b-3(d) and Rule 16b-3(c). |
| 3 | Derivative | RESTRICTED STOCK UNITS | 2024-11-02 | M | D | 4,856 | $0.00 | 9,714 | D | $0.00 · — to — | 4,856 COMMON STOCK | (F1) Each restricted stock unit (RSUs) represents a contingent right to receive one share of ALK common stock. (F4) The RSUs vesting were from an award of 14,570 shares granted on 11/2/2023 that vested as to 4,856 shares on November 2, 2024, and that will vest as to 4,857 shares on November 2, 2025, and as to 4,857 shares on November 2, 2026. |