Form 4 for CLSK CLEANSPARK, INC.
Accepted 2021-11-10 00:00:00 ET · period of report 2021-11-08 · accession 0001663577-21-000598 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2021-11-10 | 2021-11-08 | CLSK | Schultz S. Matthew | Executive COB, Dir | A - Grant | $0.00 | +79.0K | 298.0K | +36% | $0 |
| D | 2021-11-10 | 2021-11-08 | CLSK | Schultz S. Matthew | Executive COB, Dir | A - Grant | $0.00 | +24.0K | 24.0K | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-11-08 | A | A | 24,000 | $0.00 | 243,000 | D | — | — | (F1) Represents 24,000 restricted stock units awarded to the Reporting Person under the Issuer's 2017 Equity Incentive Plan, as amended (the "Plan"), in connection with the Reporting Person's service as an executive officer and director of the Issuer, which restricted stock units shall vest as follows: (i) 2,000 are vested upon issuance, and (ii) the remaining 22,000 shall vest in equal monthly installments over the next 11 months. |
| 2 | Common | Common Stock | 2021-11-08 | A | A | 55,000 | $0.00 | 298,000 | D | — | — | (F2) Represents 55,000 shares of restricted common stock, the vesting of which shares is subject to the achievement of certain corporate milestones of the Issuer. |
| 3 | Derivative | Employee Stock Options (Right to Buy) | 2021-11-08 | A | A | 24,000 | $0.00 | 24,000 | D | $20.48 · — to 2024-11-07 | 24,000 Common Stock | (F3) Vesting of the options is subject to the achievement of certain corporate milestones of the Issuer. |