Form 4 for CLSK CLEANSPARK, INC.
Accepted 2021-11-10 00:00:00 ET · period of report 2021-11-08 · accession 0001663577-21-000600 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2021-11-10 | 2021-11-08 | CLSK | Love Lori | CFO | A - Grant | $0.00 | +22.2K | 112.3K | +25% | $0 |
| D | 2021-11-10 | 2021-11-08 | CLSK | Love Lori | CFO | A - Grant | $0.00 | +10.0K | 10.0K | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-11-08 | A | A | 13,250 | $0.00 | 125,553 | D | — | — | (F2) Represents 13,250 shares of restricted common stock, the vesting of which shares is subject to the achievement of certain corporate milestones of the Issuer. |
| 2 | Common | Common Stock | 2021-11-08 | A | A | 9,000 | $0.00 | 112,303 | D | — | — | (F1) Represents 9,000 restricted stock units awarded to the Reporting Person under the Issuer's 2017 Equity Incentive Plan, as amended (the "Plan"), in connection with the Reporting Person's service as an executive officer of the Issuer, which restricted stock units shall vest as follows: (i) 750 are vested upon issuance, and (ii) the remaining 8,250 shall vest in equal monthly installments over the next 11 months. |
| 3 | Derivative | Employee Stock Option (Right to Buy) | 2021-11-08 | A | A | 10,000 | $0.00 | 10,000 | D | $20.48 · — to 2024-11-07 | 10,000 Common Stock | (F3) Vesting of the options is subject to the achievement of certain corporate milestones of the Issuer. |