Form 4 for ASPS ALTISOURCE PORTFOLIO SOLUTIONS S.A.
Accepted 2021-10-05 00:00:00 ET · period of report 2021-10-01 · accession 0001664272-21-000184 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2021-10-05 | 2021-10-01 | ASPS | Shepro William B | COB, CEO, Dir | A - Grant | $0.00 | +3,333 | 3,333 | New | $0 | |
| I | 2021-10-05 | 2021-10-01 | ASPS | Shepro William B | COB, CEO, Dir | G - Gift | $0.00 | +1,762 | 511.9K | +0.3% | $0 |
| 2021-10-05 | 2021-10-01 | ASPS | Shepro William B | COB, CEO, Dir | F - Tax | $9.89 | -1,571 | 1,762 | -47% | -$15.5K | |
| 2021-10-05 | 2021-10-01 | ASPS | Shepro William B | COB, CEO, Dir | G - Gift | $0.00 | -1,762 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-10-01 | A | A | 3,333 | $0.00 | 3,333 | D By William B. Shepro Revocable Trust | — | — | (F1) 3,333 shares of ASPS common stock were received upon the vesting of previously granted time-based restricted share units ("RSUs") pursuant to an award under the Altisource 2009 Equity Incentive Plan, as amended and restated. |
| 2 | Common | Common Stock | 2021-10-01 | G | A | 1,762 | $0.00 | 511,940 | I | — | — | (F3) Represents a transfer by gift by Mr. Shepro of 1,762 shares of ASPS common stock, acquired upon the vesting of time-based restricted share units ("RSUs"), from his direct ownership to the William B. Shepro Revocable Trust. This transaction is reportable on Form 5, however, Mr. Shepro is voluntarily reporting early on Form 4. |
| 3 | Common | Common Stock | 2021-10-01 | F | D | 1,571 | $9.89 | 1,762 | D | — | — | (F2) Of the 3,333 RSUs vesting into shares reported above, 1,571 shares were foregone to pay for the tax withholding with a net issuance to Mr. Shepro of 1,762 shares. Pursuant to the terms of the award agreement, the price per share used to determine the tax withholdings was the opening price of ASPS common stock on October 1, 2021. |
| 4 | Common | Common Stock | 2021-10-01 | G | D | 1,762 | $0.00 | 0 | D | — | — | (F3) Represents a transfer by gift by Mr. Shepro of 1,762 shares of ASPS common stock, acquired upon the vesting of time-based restricted share units ("RSUs"), from his direct ownership to the William B. Shepro Revocable Trust. This transaction is reportable on Form 5, however, Mr. Shepro is voluntarily reporting early on Form 4. |