Form 4 for TFC Truist Financial
Accepted 2022-02-10 00:00:00 ET · period of report 2022-02-08 · accession 0001664272-22-000047 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-02-10 | 2022-02-08 | TFC | FITZSIMMONS ELLEN M | CLO | F - Tax | $65.85 | -3,618 | 42.1K | -8% | -$238.2K |
| D | 2022-02-10 | 2022-02-08 | TFC | FITZSIMMONS ELLEN M | CLO | M - OptEx | $65.85 | +10.5K | 45.7K | +30% | +$694.3K |
| D | 2022-02-10 | 2022-02-08 | TFC | FITZSIMMONS ELLEN M | CLO | M - OptEx | $0.00 | -10.5K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-02-08 | F | D | 3,618 | $65.85 | 42,060.08 | D | — | — | |
| 2 | Common | Common Stock | 2022-02-08 | M | A | 10,544.08 | $65.85 | 45,678.08 | D | — | — | |
| 3 | Derivative | Restricted Stock Units | 2022-02-08 | M | D | 10,544.08 | $0.00 | 0 | D | $0.00 · 2022-02-08 to 2022-02-08 | 10,544.08 Common Stock | (F2) Represents time-vested restricted stock units, each convertible into one share of common stock, under the SunTrust Banks, Inc. 2009 Stock Plan or the SunTrust Banks, Inc. 2018 Omnibus Incentive Compensation Plan. Pursuant to the Merger Agreement at the effective time of the Merger, each outstanding SunTrust time-vested restricted stock unit automatically converted into a Truist time-vested restricted stock unit convertible into shares of Truist common stock, with the number of underlying shares of Truist common stock determined as set forth in the Merger Agreement. Each Truist time-vested restricted stock unit is subject to the same terms and conditions (including vesting terms) as applied to the corresponding SunTrust time-vested restricted stock unit immediately prior to the effective time of the Merger. |