Form 4 for ASPS ALTISOURCE PORTFOLIO SOLUTIONS S.A.
Accepted 2022-03-23 00:00:00 ET · period of report 2022-03-21 · accession 0001664272-22-000227 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2022-03-23 | 2022-03-21 | ASPS | Shepro William B | COB, CEO, Dir | F - Tax | $10.95 | -8,169 | 9,145 | -47% | -$89.5K | |
| I | 2022-03-23 | 2022-03-21 | ASPS | Shepro William B | COB, CEO, Dir | G - Gift | $0.00 | +9,145 | 562.1K | +2% | $0 |
| 2022-03-23 | 2022-03-21 | ASPS | Shepro William B | COB, CEO, Dir | A - Grant | $0.00 | +17.3K | 17.3K | New | $0 | |
| 2022-03-23 | 2022-03-21 | ASPS | Shepro William B | COB, CEO, Dir | G - Gift | $0.00 | -9,145 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-03-21 | F | D | 8,169 | $10.95 | 9,145 | D | — | — | (F2) Of the 17,314 RSUs vesting into shares reported above, 8,169 shares were foregone to pay for the tax withholding with a net issuance to Mr. Shepro of 9,145 shares. Pursuant to the terms of the award agreement, the price per share used to determine the tax withholdings was the opening price of ASPS common stock on March 21, 2022. |
| 2 | Common | Common Stock | 2022-03-21 | G | A | 9,145 | $0.00 | 562,065 | I | — | — | (F3) Represents a transfer by gift by Mr. Shepro of 9,145 shares of ASPS common stock, acquired upon the vesting of performance-based RSUs, from his direct ownership to the William B. Shepro Revocable Trust. This transaction is reportable on Form 5, but Mr. Shepro is voluntarily reporting early on Form 4. |
| 3 | Common | Common Stock | 2022-03-21 | A | A | 17,314 | $0.00 | 17,314 | D William B. Shepro Revocable Trust | — | — | (F1) 17,314 shares of ASPS common stock were received upon the vesting of previously granted performance-based restricted share units ("RSUs") pursuant to an award under the 2019 Long Term Incentive Plan. |
| 4 | Common | Common Stock | 2022-03-21 | G | D | 9,145 | $0.00 | 0 | D | — | — | (F3) Represents a transfer by gift by Mr. Shepro of 9,145 shares of ASPS common stock, acquired upon the vesting of performance-based RSUs, from his direct ownership to the William B. Shepro Revocable Trust. This transaction is reportable on Form 5, but Mr. Shepro is voluntarily reporting early on Form 4. |