Form 4 for WT WisdomTree, Inc.
Accepted 2023-01-27 00:00:00 ET · period of report 2023-01-25 · accession 0001664272-23-000029 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-01-27 | 2023-01-25 | WT | Peck William Bradley | Head of Digital Assets | F - Tax | $0.00 | -10.3K | 148.3K | -6% | $0 |
| D | 2023-01-27 | 2023-01-25 | WT | Peck William Bradley | Head of Digital Assets | A - Grant | $0.00 | +67.0K | 158.5K | +73% | $0 |
| D | 2023-01-27 | 2023-01-25 | WT | Peck William Bradley | Head of Digital Assets | A - Grant | $0.00 | +22.3K | 22.3K | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-01-25 | F | D | 10,273 | $0.00 | 148,256 | D | — | — | (F3) Surrender of common stock to Issuer upon vesting of restricted stock award to cover withholding taxes. (F2) Includes restricted stock awards vesting as to (i) 44,214 shares on January 25, 2024, (ii) 36,720 shares on January 25, 2025 and (iii) 22,322 shares on January 25, 2026. |
| 2 | Common | Common Stock | 2023-01-25 | A | A | 66,964 | $0.00 | 158,529 | D | — | — | (F1) Restricted stock awarded by Issuer on January 25, 2023 and vesting as to (i) 22,321 shares on each of January 25, 2024 and January 25, 2025 and (ii) 22,322 shares on January 25, 2026. (F2) Includes restricted stock awards vesting as to (i) 44,214 shares on January 25, 2024, (ii) 36,720 shares on January 25, 2025 and (iii) 22,322 shares on January 25, 2026. |
| 3 | Derivative | Performance Based Restricted Stock Units | 2023-01-25 | A | A | 22,321 | $0.00 | 22,321 | D | — · — to — | 22,321 Common Stock | (F4) Each performance-based restricted stock unit represents the right to receive, on the vesting date, one share of common stock for each such unit that vests. (F5) These performance-based restricted stock units ("PRSUs") are scheduled to vest on January 25, 2026. The target number of PRSUs is reported on this form. Between 0% and 200% of the target number of PRSUs may vest and the number of shares of the Issuer's common stock ("Common Stock") to be issued will be determined based on the total shareholder return ("TSR") of the Common Stock relative to the respective TSRs of the stocks of a peer group of companies, each measured over a 3-year period from the grant date. If the Reporting Person's employment is terminated under certain circumstances or a change of control occurs prior to the 3rd anniversary of the grant date, all or a portion of the PRSUs will vest and the number of shares of Common Stock to be issued will be determined at such time based on the respective TSRs of the Common Stock and the stocks of the peer group, each measured from the grant date to the accelerated vesting date. |