Form 4 for WT WisdomTree, Inc.
Accepted 2023-02-01 00:00:00 ET · period of report 2023-01-30 · accession 0001664272-23-000055 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-02-01 | 2023-01-30 | WT | Ziemba Peter M | Chief Administrative Off | F - Tax | $0.00 | -2,969 | 1.10M | -0.3% | $0 |
| D | 2023-02-01 | 2023-01-30 | WT | Ziemba Peter M | Chief Administrative Off | M - OptEx | $0.00 | +8,232 | 1.10M | +0.8% | $0 |
| D | 2023-02-01 | 2023-01-30 | WT | Ziemba Peter M | Chief Administrative Off | M - OptEx | $0.00 | -8,232 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-01-30 | F | D | 2,969 | $0.00 | 1,095,232 | D | — | — | (F4) Shares withheld by the Issuer upon vesting of PRSUs to cover withholding taxes. (F3) Includes restricted stock awards vesting as to (i) 68,889 shares on January 25, 2024, (ii) 53,805 shares on January 25, 2025 and (iii) 34,040 shares on January 25, 2026. |
| 2 | Common | Common Stock | 2023-01-30 | M | A | 8,232 | $0.00 | 1,098,201 | D | — | — | (F1) Each performance-based restricted stock unit ("PRSU") represented the right to receive, on the vesting date, one share of common stock for each such unit that vested. (F2) Includes the reinvestment of dividend equivalents into 580 PRSUs between the grant date and vesting date. Each PRSU represented the right to receive, on the vesting date, one share of common stock for each such unit that vested. (F3) Includes restricted stock awards vesting as to (i) 68,889 shares on January 25, 2024, (ii) 53,805 shares on January 25, 2025 and (iii) 34,040 shares on January 25, 2026. |
| 3 | Derivative | Performance Based Restricted Stock Units | 2023-01-30 | M | D | 8,232 | $0.00 | 0 | D | — · — to — | 8,232 Common Stock | (F5) These PRSUs were granted by the Issuer on January 25, 2020 and vested on January 25, 2023. The ultimate number of shares that could have vested was between 0 and 200% of the previously reported target number of PRSUs based on the total shareholder return ("TSR") of the Issuer's common stock relative to the respective TSRs of the stocks of a peer group of companies, each measured over a 3-year period from the grant date ("Relative TSR"). Based on a report issued by an independent valuation specialist and certified by the Issuer's compensation committee on January 30, 2023, the Relative TSR measured in the 38th percentile, resulting in the vesting of 76.92% of the target number of PRSUs. (F1) Each performance-based restricted stock unit ("PRSU") represented the right to receive, on the vesting date, one share of common stock for each such unit that vested. (F2) Includes the reinvestment of dividend equivalents into 580 PRSUs between the grant date and vesting date. Each PRSU represented the right to receive, on the vesting date, one share of common stock for each such unit that vested. |