Form 4 for ASPS ALTISOURCE PORTFOLIO SOLUTIONS S.A.
Accepted 2023-03-03 00:00:00 ET · period of report 2023-02-26 · accession 0001664272-23-000193 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-03-03 | 2023-02-26 | ASPS | Esterman Michelle D. | CFO | F - Tax | $5.35 | -593 | 66.7K | -0.9% | -$3,173 |
| D | 2023-03-03 | 2023-02-26 | ASPS | Esterman Michelle D. | CFO | M - OptEx | $0.00 | +2,000 | 67.3K | +3% | $0 |
| D | 2023-03-03 | 2023-02-26 | ASPS | Esterman Michelle D. | CFO | M - OptEx | $0.00 | -2,000 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-02-26 | F | D | 593 | $5.35 | 66,732 | D | — | — | (F2) Of the 2,000 RSUs vesting into shares reported above, 593 shares were foregone to pay for the tax withholding with a net issuance to Ms. Esterman of 1,407 shares. Pursuant to the terms of the award agreement, the price per share used to determine the tax withholdings was the opening price of ASPS common stock on February 27, 2023 (the next active trading day following the vesting). |
| 2 | Common | Common Stock | 2023-02-26 | M | A | 2,000 | $0.00 | 67,325 | D | — | — | (F1) 2,000 shares of ASPS common stock were received upon the vesting of previously granted time-based restricted share units ("RSUs") pursuant to an award under the Company's 2009 Equity Incentive Plan, as amended and restated. |
| 3 | Derivative | Restricted Share Units | 2023-02-26 | M | D | 2,000 | $0.00 | 0 | D | $0.00 · — to — | 2,000 Common Stock | (F3) Due to an administrative error, this Form 4 was not filed by the requisite deadline, and is being filed now to correct the delinquency. (F4) Represents the vesting of RSUs. Each RSU represents a contingent right to receive one share of ASPS common stock. |