Form 4 for ASPS ALTISOURCE PORTFOLIO SOLUTIONS S.A.
Accepted 2023-03-13 00:00:00 ET · period of report 2023-03-09 · accession 0001664272-23-000212 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-03-13 | 2023-03-09 | ASPS | Esterman Michelle D. | CFO | F - Tax | $5.52 | -361 | 75.2K | -0.5% | -$1,993 |
| D | 2023-03-13 | 2023-03-09 | ASPS | Esterman Michelle D. | CFO | M - OptEx | $0.00 | +1,333 | 75.6K | +2% | $0 |
| D | 2023-03-13 | 2023-03-09 | ASPS | Esterman Michelle D. | CFO | M - OptEx | $0.00 | -1,333 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-03-09 | F | D | 361 | $5.52 | 75,208 | D | — | — | (F2) Of the 1,333 RSUs vesting into shares reported above, 361 shares were foregone to pay for the tax withholding with a net issuance to Ms. Esterman of 972 shares. Pursuant to the terms of the award agreement, the price per share used to determine the tax withholding was the opening price of ASPS common stock on March 9, 2023. |
| 2 | Common | Common Stock | 2023-03-09 | M | A | 1,333 | $0.00 | 75,569 | D | — | — | (F1) 1,333 shares of ASPS common stock were received upon the vesting of previously granted restricted share units ("RSUs") pursuant to an award under the 2009 Equity Incentive Plan, as amended and the 2020 Annual Incentive Plan. |
| 3 | Derivative | Restricted Share Units | 2023-03-09 | M | D | 1,333 | $0.00 | 0 | D | $0.00 · — to — | 1,333 Common Stock | (F3) Represents the vesting of RSUs. Each RSU represents a contingent right to receive one share of ASPS common stock. |