Form 4 for WT WisdomTree, Inc.
Accepted 2024-01-31 00:00:00 ET · period of report 2024-01-29 · accession 0001664272-24-000075 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2024-01-31 | 2024-01-29 | WT | Ziemba Peter M | Chief Administrative Off | M - OptEx | $0.00 | +31.9K | 1.06M | +3% | $0 |
| D | 2024-01-31 | 2024-01-29 | WT | Ziemba Peter M | Chief Administrative Off | F - Tax | $0.00 | -11.5K | 1.05M | -1% | $0 |
| D | 2024-01-31 | 2024-01-29 | WT | Ziemba Peter M | Chief Administrative Off | M - OptEx | $0.00 | -31.9K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-01-29 | M | A | 31,866 | $0.00 | 1,059,874 | D | — | — | (F1) Each performance-based restricted stock unit ("PRSU") represented the right to receive, on the vesting date, one share of common stock for each such unit that vested. (F2) Includes the reinvestment of dividend equivalents into 1,698 PRSUs between the grant date and vesting date. (F3) Includes restricted stock awards vesting as to (i) 75,719 shares on January 25, 2025 (ii) 55,954 shares on January 25, 2026 and (iii) 21,915 shares on January 25, 2027. |
| 2 | Common | Common Stock | 2024-01-29 | F | D | 11,488 | $0.00 | 1,048,386 | D | — | — | (F4) Shares withheld by the Issuer upon vesting of PRSUs to cover withholding taxes. (F3) Includes restricted stock awards vesting as to (i) 75,719 shares on January 25, 2025 (ii) 55,954 shares on January 25, 2026 and (iii) 21,915 shares on January 25, 2027. |
| 3 | Derivative | Performance Based Restricted Stock Units | 2024-01-29 | M | D | 31,866 | $0.00 | 0 | D | — · — to — | 31,866 Common Stock | (F1) Each performance-based restricted stock unit ("PRSU") represented the right to receive, on the vesting date, one share of common stock for each such unit that vested. (F5) These PRSUs were granted by the Issuer on January 25, 2021 and vested on January 25, 2024. The ultimate number of shares that could have vested was between 0 and 200% of the previously reported target number of PRSUs based on the total shareholder return ("TSR") of the Issuer's common stock relative to the respective TSRs of the stocks of a peer group of companies, each measured over a 3-year period from the grant date ("Relative TSR"). Based on a report issued by an independent valuation specialist and certified by the Issuer's compensation committee on January 29, 2024, the Relative TSR measured in the 92nd percentile, resulting in the vesting of 200% of the target number of PRSUs. (F2) Includes the reinvestment of dividend equivalents into 1,698 PRSUs between the grant date and vesting date. |