Form 4 for ASPS ALTISOURCE PORTFOLIO SOLUTIONS S.A.
Accepted 2024-03-05 00:00:00 ET · period of report 2024-03-01 · accession 0001664272-24-000197 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2024-03-05 | 2024-03-01 | ASPS | Esterman Michelle D. | CFO | M - OptEx | $0.00 | +8,220 | 109.1K | +8% | $0 |
| D | 2024-03-05 | 2024-03-01 | ASPS | Esterman Michelle D. | CFO | F - Tax | $2.78 | -2,436 | 106.6K | -2% | -$6,772 |
| DM | 2024-03-05 | 2024-03-01 | ASPS | Esterman Michelle D. | CFO | M - OptEx | $0.00 | -8,220 | 3,334 | -71% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-03-01 | M | A | 4,887 | $0.00 | 105,732 | D | — | — | (F1) 4,887 shares of ASPS common stock were received upon the vesting of previously granted time-based restricted share units ("RSUs") pursuant to an award under the Company's 2009 Equity Incentive Plan and 2021 Annual Incentive Plan. |
| 2 | Common | Common Stock | 2024-03-01 | M | A | 3,333 | $0.00 | 109,065 | D | — | — | (F2) 3,333 shares of ASPS common stock were received upon the vesting of previously granted time-based RSUs pursuant to an award under the Company's 2009 Equity Incentive Plan and 2022 Long-Term Equity Incentive Plan. |
| 3 | Common | Common Stock | 2024-03-01 | F | D | 2,436 | $2.78 | 106,629 | D | — | — | (F3) Of the 8,220 RSUs vesting into shares reported above 2,436 shares were foregone to pay for the tax withholding with a net issuance to Ms. Esterman of 5,784 shares. Pursuant to the terms of the award agreements, the price per share used to determine the tax withholdings was the opening price of ASPS common stock on March 1, 2024. |
| 4 | Derivative | Restricted Share Units | 2024-03-01 | M | D | 4,887 | $0.00 | 0 | D | $0.00 · — to — | 4,887 Common Stock | (F4) Represents the vesting of RSUs. Each RSU represents a contingent right to receive one share of ASPS common stock. |
| 5 | Derivative | Restricted Share Units | 2024-03-01 | M | D | 3,333 | $0.00 | 3,334 | D | $0.00 · — to — | 3,333 Common Stock | (F4) Represents the vesting of RSUs. Each RSU represents a contingent right to receive one share of ASPS common stock. (F5) The remaining 3,334 RSUs are scheduled to vest on the third anniversary of the grant date (i.e., March 1, 2025). |