Form 4 for BE Bloom Energy Corp

Accepted 2021-08-18 00:00:00 ET · period of report 2021-08-15 · accession 0001664703-21-000140 · SEC index · Original document

Summary rows

Aggregated the way they appear in lists: one row per insider, transaction code and security table.

X	Filed	Traded	Ticker	Insider	Title	Type	Price	Qty	Owned	ΔOwn	Value
D	2021-08-18	2021-08-15	BE	Griffiths Glen	EVP, Services	M - OptEx	$0.00	+1,935	140.2K	+1%	$0
D	2021-08-18	2021-08-17	BE	Griffiths Glen	EVP, Services	S - Sale+OE	$21.11	-1,016	139.2K	-0.7%	-$21.4K
D	2021-08-18	2021-08-15	BE	Griffiths Glen	EVP, Services	M - OptEx	$0.00	-1,935	11.6K	-14%	$0

Purchase Sale Sale after option exercise All abbreviations

#	Table	Security	Date	Code	A/D	Shares	Price	Owned after	Own	Exercise / expiry	Underlying	Footnotes
1	Common	Class A Common Stock	2021-08-15	M	A	1,935	$0.00	140,191	D	—	—
2	Common	Class A Common Stock	2021-08-17	S	D	1,016	$21.11	139,175	D	—	—	(F2) The price reported represents the weighted average sale price per share. The shares were sold in multiple transactions at prices ranging from $20.11 to $20.2168. Upon request by the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
3	Derivative	Restricted Stock Units	2021-08-15	M	D	1,935	$0.00	11,605	D	— · — to —	1,935 Class A Common Stock	(F3) Each RSU represents a contingent right to receive one (1) share of the Class A Common Stock of the Issuer upon settlement. (F4) The RSUs vest as to 25% of the shares on the one-year anniversary of February 15, 2019 and the remaining shares shall vest in equal quarterly increments from such one-year anniversary over the next three years, subject to the Reporting Person's continued service with the Issuer through each vesting date.