Form 4 for BE Bloom Energy Corp
Accepted 2021-09-17 00:00:00 ET · period of report 2021-09-15 · accession 0001664703-21-000155 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2021-09-17 | 2021-09-16 | BE | Griffiths Glen | EVP, Services | S - Sale+OE | $18.91 | -2,961 | 142.8K | -2% | -$56.0K |
| D | 2021-09-17 | 2021-09-15 | BE | Griffiths Glen | EVP, Services | M - OptEx | $0.00 | +5,832 | 145.8K | +4% | $0 |
| D | 2021-09-17 | 2021-09-15 | BE | Griffiths Glen | EVP, Services | M - OptEx | $0.00 | -5,832 | 40.8K | -12% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2021-09-16 | S | D | 2,961 | $18.91 | 142,809 | D | — | — | (F2) The price reported represents the weighted average sale price per share. The shares were sold in multiple transactions at prices ranging from $18.8814 to $18.9183. Upon request by the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price. |
| 2 | Common | Class A Common Stock | 2021-09-15 | M | A | 5,832 | $0.00 | 145,770 | D | — | — | |
| 3 | Derivative | Restricted Stock Units | 2021-09-15 | M | D | 5,832 | $0.00 | 40,830 | D | — · — to — | 5,832 Class A Common Stock | (F3) Each RSU represents a contingent right to receive one (1) share of the Class A Common Stock of the Issuer upon settlement. (F4) One-third of the RSUs will vest on June 15, 2021, and the remaining will vest in equal quarterly installments thereafter for two years, subject to the Reporting Person's continued service with the Issuer through each vesting date. |