Form 4 for BE Bloom Energy Corp

Accepted 2021-10-19 00:00:00 ET · period of report 2021-10-16 · accession 0001664703-21-000161 · SEC index · Original document

Summary rows

Aggregated the way they appear in lists: one row per insider, transaction code and security table.

X	Filed	Traded	Ticker	Insider	Title	Type	Price	Qty	Owned	ΔOwn	Value
D	2021-10-19	2021-10-18	BE	Venkataraman Swaminathan	CTO, EVP of Engineering	S - Sale+OE	$21.30	-4,926	105.7K	-4%	-$104.9K
D	2021-10-19	2021-10-16	BE	Venkataraman Swaminathan	CTO, EVP of Engineering	M - OptEx	$0.00	+10.0K	108.1K	+10%	$0
D	2021-10-19	2021-10-16	BE	Venkataraman Swaminathan	CTO, EVP of Engineering	M - OptEx	$0.00	-10.0K	20.0K	-33%	$0

Purchase Sale Sale after option exercise All abbreviations

#	Table	Security	Date	Code	A/D	Shares	Price	Owned after	Own	Exercise / expiry	Underlying	Footnotes
1	Common	Class A Common Stock	2021-10-18	S	D	4,926	$21.30	105,693	D	—	—	(F2) The price reported represents the weighted average sale price per share. The shares were sold in multiple transactions at prices ranging from $21.17 to $21.56. Upon request by the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price. (F3) Includes 2,500 shares that were acquired under the Issuer's Employee Stock Purchase Plan.
2	Common	Class A Common Stock	2021-10-16	M	A	10,000	$0.00	108,119	D	—	—
3	Derivative	Restricted Stock Units	2021-10-16	M	D	10,000	$0.00	20,000	D	— · — to —	10,000 Class A Common Stock	(F5) Each restricted stock unit (the "RSU") represents a contingent right to receive one (1) share of the Class A Common Stock of the Issuer upon settlement. (F6) The RSUs will vest in equal annual installments of 10,000 shares each on October 16, 2019, October 16, 2020, October 16, 2021, October 16, 2022 and October 16, 2023, subject to the Reporting Person's continued service through each applicable vesting date.