Form 4 for BE Bloom Energy Corp
Accepted 2021-11-12 00:00:00 ET · period of report 2021-11-09 · accession 0001664703-21-000177 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2021-11-12 | 2021-11-11 | BE | Griffiths Glen | EVP, Services | M - OptEx | $5.50 | +17.3K | 128.0K | +16% | +$95.3K |
| DM | 2021-11-12 | 2021-11-09+ | BE | Griffiths Glen | EVP, Services | S - Sale+OE | $34.50 | -53.7K | 119.9K | -31% | -$1.85M |
| D | 2021-11-12 | 2021-11-11 | BE | Griffiths Glen | EVP, Services | M - OptEx | $0.00 | -17.3K | 17.3K | -50% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2021-11-11 | M | A | 17,333 | $5.50 | 127,980 | D | — | — | |
| 2 | Common | Class A Common Stock | 2021-11-09 | S | D | 16,568 | $35.05 | 110,647 | D | — | — | (F3) The price reported represents the weighted average sale price per share. The shares were sold in multiple transactions at prices ranging from $34.61 to $35.41. Upon request by the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price. |
| 3 | Common | Class A Common Stock | 2021-11-09 | S | D | 19,751 | $34.23 | 127,215 | D | — | — | (F2) The price reported represents the weighted average sale price per share. The shares were sold in multiple transactions at prices ranging from $33.61 to $34.57. Upon request by the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price. |
| 4 | Common | Class A Common Stock | 2021-11-11 | S | D | 9,244 | $34.66 | 110,647 | D | — | — | (F5) The price reported represents the weighted average sale price per share. The shares were sold in multiple transactions at prices ranging from $34.16 to $35.01. Upon request by the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price. |
| 5 | Common | Class A Common Stock | 2021-11-11 | S | D | 8,089 | $33.84 | 119,891 | D | — | — | (F4) The price reported represents the weighted average sale price per share. The shares were sold in multiple transactions at prices ranging from $33.16 to $34.15. Upon request by the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price. |
| 6 | Derivative | Stock Option (Right to Buy Class A Common Stock) | 2021-11-11 | M | D | 17,333 | $0.00 | 17,334 | D | $5.50 · — to 2029-11-10 | 17,333 Class A Common Stock | (F6) 50% of the stock options vest on November 11, 2021 and the remaining 50% vest on November 11, 2022, subject to the Reporting Person's continued service with the Issuer through each vesting date. |