Form 4 for BE Bloom Energy Corp
Accepted 2021-12-20 00:00:00 ET · period of report 2021-12-16 · accession 0001664703-21-000198 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2021-12-20 | 2021-12-16 | BE | Venkataraman Swaminathan | CTO, EVP of Engineering | S - Sale+OE | $22.96 | -4,166 | 99.9K | -4% | -$95.7K |
| D | 2021-12-20 | 2021-12-16 | BE | Venkataraman Swaminathan | CTO, EVP of Engineering | M - OptEx | $0.00 | +6,666 | 106.6K | +7% | $0 |
| D | 2021-12-20 | 2021-12-16 | BE | Venkataraman Swaminathan | CTO, EVP of Engineering | C - Cnv Deriv | $0.00 | +6,666 | 0 | New | $0 |
| D | 2021-12-20 | 2021-12-16 | BE | Venkataraman Swaminathan | CTO, EVP of Engineering | M - OptEx | $0.00 | -6,666 | 82.2K | -8% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2021-12-16 | S | D | 4,166 | $22.96 | 99,912 | D | — | — | (F2) The price reported represents the weighted average sale price per share. The shares were sold in multiple transactions at prices ranging from $22.79 to $23.03. Upon request by the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price. |
| 2 | Common | Class A Common Stock | 2021-12-16 | M | A | 6,666 | $0.00 | 106,578 | D | — | — | |
| 3 | Derivative | Class B Common Stock | 2021-12-16 | C | A | 6,666 | $0.00 | 0 | D | — · — to — | 6,666 Class A Common Stock | (F5) The Class B Common Stock is convertible into Class A Common Stock on a 1-for-1 basis (a) at the option of the holder; or (b) upon any transfer except certain permitted transfers. All the outstanding shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the date that is the earliest to occur of (i) immediately prior to the close of business on the 5th anniversary of July 27, 2018, (ii) immediately prior to the close of business on the date on which the outstanding shares of Class B Common Stock represent less than 5% of the aggregate number of shares of Class A Common Stock and Class B Common Stock then outstanding, (iii) the date and time, or the occurrence of an event, specified in a written conversion election delivered by KR Sridhar to the Secretary or Chairman of the Board of the Issuer to so convert all shares of Class B Common Stock, or (iv) immediately following the date of the death of KR Sridhar. |
| 4 | Derivative | Stock Option (Right to Buy Class B Common Stock) | 2021-12-16 | M | D | 6,666 | $0.00 | 82,214 | D | $15.00 · — to 2028-07-23 | 6,666 Class B Common Stock | (F4) The option vests in three equal annual installments commencing on the second-year anniversary of July 24, 2018, followed by the third and fourth anniversaries, so that the entire grant is full vested on the 4th year anniversary of July 24, 2018, subject to the Reporting Person's continued service through each vesting date. |