Form 4 for CDLX Cardlytics, Inc.
Accepted 2022-04-05 00:00:00 ET · period of report 2022-04-01 · accession 0001666071-22-000034 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2022-04-05 | 2022-04-04 | CDLX | Grimes Scott D. | Dir | S - Sale+OE | $57.03 | -6,000 | 228.1K | -3% | -$342.2K |
| D | 2022-04-05 | 2022-04-01 | CDLX | Grimes Scott D. | Dir | M - OptEx | $0.00 | +14.9K | 230.6K | +7% | $0 |
| D | 2022-04-05 | 2022-04-01 | CDLX | Grimes Scott D. | Dir | M - OptEx | $0.00 | -14.9K | 29.8K | -33% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-04-04 | S | D | 400 | $58.09 | 224,608 | D | — | — | (F5) The price reported is a weighted average sales price. These shares were sold in multiple transactions at prices ranging from $58.05 to $58.17, inclusive. |
| 2 | Common | Common Stock | 2022-04-04 | S | D | 3,100 | $57.40 | 225,008 | D | — | — | (F4) The price reported is a weighted average sales price. These shares were sold in multiple transactions at prices ranging from $56.93 to $57.90, inclusive. |
| 3 | Common | Common Stock | 2022-04-04 | S | D | 2,500 | $56.40 | 228,108 | D | — | — | (F3) The price reported is a weighted average sales price. These shares were sold in multiple transactions at prices ranging from $55.91 to $56.80, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (3), (4) and (5) to this Form 4. |
| 4 | Common | Common Stock | 2022-04-01 | M | A | 14,920 | $0.00 | 230,608 | D | — | — | (F1) Represents the underlying vested shares of common stock of the Issuer which have not been delivered. |
| 5 | Derivative | Restricted Stock Units | 2022-04-01 | M | D | 14,920 | $0.00 | 29,840 | D | — · — to — | 14,920 Common Stock | (F8) Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of the Issuer, or at the election of the Issuer, its cash equivalent. (F9) The RSUs shall vest in equal amounts annually over four years on the anniversary of the date of grant, provided that the Reporting Person remains employed by the Issuer on such vesting date. |